Multifactor Authentication Without a User Footprint

ABSTRACT

Embodiments implement multifactor authentication without a user footprint. An application programming interface call from a client application can be received that includes a messaging identifier. A transaction identifier can be transmitted to the client application and stored. Using a shared secret, a temporary password can be generated, where the shared secret can be associated with the transaction identifier and can be stored. The temporary password can be transmitted to the messaging identifier. A second application programming interface call can be received that includes a reference transaction identifier and input, where a user provides the input to the client application. The user can be authenticated when the reference transaction identifier matches a transaction identifier stored and the input matches an expected password that is based on a stored shared secret associated with the matching stored transaction identifier. A success indicator can be transmitted to the client application based on the authentication.

FIELD

One embodiment is directed generally to identity management, and in particular, to identity management in a cloud system.

BACKGROUND INFORMATION

Generally, the use of cloud-based applications (e.g., enterprise public cloud applications, third-party cloud applications, etc.) is soaring, with access coming from a variety of devices (e.g., desktop and mobile devices) and a variety of users (e.g., employees, partners, customers, etc.). The abundant diversity and accessibility of cloud-based applications has led identity management and access security to become a central concern. Typical security concerns in a cloud environment are unauthorized access, account hijacking, malicious insiders, etc. Accordingly, there is a need for secure access to cloud-based applications, or applications located anywhere, regardless of from what device type or by what user type the applications are accessed.

SUMMARY

Embodiments implement multifactor authentication without a user footprint. An application programming interface call from a client application can be received that includes a messaging identifier. A first application programming interface call, received at a server from a client application, can include a client access token and a messaging identifier. The server can transmit a transaction identifier to the client application, where the transaction identifier is stored by the server. Using a shared secret, a temporary password can be generated, where the shared secret is associated with the transaction identifier and is stored by the server. The server can transmit a message that includes the temporary password to the messaging identifier. A second application programming interface call, received at the server from a client application, can include a reference transaction identifier and input, where a user provides the input to the client application. The user can be authenticated when the reference transaction identifier matches a transaction identifier stored at the server and the input matches an expected password, where the expected password is based on a stored shared secret associated with the matching stored transaction identifier. A success indicator can be transmitted to the client application based on the authentication.

BRIEF DESCRIPTION OF THE DRAWINGS

FIGS. 1-5 are block diagrams of example embodiments that provide cloud-based identity management.

FIG. 6 is a block diagram providing a system view of an embodiment.

FIG. 6A is a block diagram providing a functional view of an embodiment.

FIG. 7 is a block diagram of an embodiment that implements Cloud Gate.

FIG. 8 illustrates an example system that implements multiple tenancies in one embodiment.

FIG. 9 is a block diagram of a network view of an embodiment.

FIG. 10 is a block diagram of a system architecture view of single sign on (“SSO”) functionality in one embodiment.

FIG. 11 is a message sequence flow of SSO functionality in one embodiment.

FIG. 12 illustrates an example of a distributed data grid in one embodiment.

FIG. 13 illustrates a system for implementing multifactor authentication without a user footprint.

FIG. 14 illustrates a flowchart for implementing multifactor authentication without a user footprint.

DETAILED DESCRIPTION

Embodiments implement multifactor authentication (“MFA”) without a user footprint. For example, embodiments can include an MFA service that provides transactional MFA. In some embodiments, the transactional MFA can be provided for users of an enterprise system. For example, the enterprise system can include an identity store where user communication identifiers (e.g., messaging addresses such as email addresses or mobile phone numbers) are stored. In some instances, the enterprise may enforce MFA, such as when users are attempting to access sensitive or secure resources.

Embodiments can provide transactional MFA application programming interfaces (“APIs”), where a secure application can call these APIs to accomplish authentication. For example, a secure application associated with the enterprise system can call the transactional MFA API to request authentication, where the call can include a communication identifier for a user within the enterprise system. The transactional MFA service can then generate a transaction identifier and a temporary password based on the request, and can transmit the temporary password to the provided user communication identifier (e.g., email address or mobile phone number). In some examples, the transactional MFA service can also transmit the transaction identifier to the secure application. Embodiments also store the transaction identifier and a shared secret used to generate the temporary password at the MFA service. The user can then retrieve the temporary password from the user's communication identifier and input it into a secure application associated with the enterprise system.

In some embodiments, the secure application can then make another transactional MFA API call that includes the input temporary password and transaction identifier. Based on the stored transactions identifiers and shared secrets, the MFA service can match the input temporary passcode and transaction identifier to the stored values to authenticate that the user has access to the provided communication address. As a result, MFA can be performed for the user without persistent storage of the user's communication identifier within the MFA system (e.g., outside the enterprise identity store).

Embodiments provide an identity cloud service that implements a microservices based architecture and provides multi-tenant identity and data security management and secure access to cloud-based applications. Embodiments support secure access for hybrid cloud deployments (i.e., cloud deployments which include a combination of a public cloud and a private cloud). Embodiments protect applications and data both in the cloud and on-premise. Embodiments support multi-channel access via web, mobile, and application programming interfaces (“APIs”). Embodiments manage access for different users, such as customers, partners, and employees. Embodiments manage, control, and audit access across the cloud as well as on-premise. Embodiments integrate with new and existing applications and identities. Embodiments are horizontally scalable.

One embodiment is a system that implements a number of microservices in a stateless middle tier environment to provide cloud-based multi-tenant identity and access management services. In one embodiment, each requested identity management service is broken into real-time and near-real-time tasks. The real-time tasks are handled by a microservice in the middle tier, while the near-real-time tasks are offloaded to a message queue. Embodiments implement access tokens that are consumed by a routing tier and a middle tier to enforce a security model for accessing the microservices. Accordingly, embodiments provide a cloud-scale Identity and Access Management (“IAM”) platform based on a multi-tenant, microservices architecture.

One embodiment provides an identity cloud service that enables organizations to rapidly develop fast, reliable, and secure services for their new business initiatives. In one embodiment, the identity cloud service provides a number of core services, each of which solving a unique challenge faced by many enterprises. In one embodiment, the identity cloud service supports administrators in, for example, initial on-boarding/importing of users, importing groups with user members, creating/updating/disabling/enabling/deleting users, assigning/un-assigning users into/from groups, creating/updating/deleting groups, resetting passwords, managing policies, sending activation, etc. The identity cloud service also supports end users in, for example, modifying profiles, setting primary/recovery emails, verifying emails, unlocking their accounts, changing passwords, recovering passwords in case of forgotten password, etc.

Unified Security of Access

One embodiment protects applications and data in a cloud environment as well as in an on-premise environment. The embodiment secures access to any application from any device by anyone. The embodiment provides protection across both environments since inconsistencies in security between the two environments may result in higher risks. For example, such inconsistencies may cause a sales person to continue having access to their Customer Relationship Management (“CRM”) account even after they have defected to the competition. Accordingly, embodiments extend the security controls provisioned in the on-premise environment into the cloud environment. For example, if a person leaves a company, embodiments ensure that their accounts are disabled both on-premise and in the cloud.

Generally, users may access applications and/or data through many different channels such as web browsers, desktops, mobile phones, tablets, smart watches, other wearables, etc. Accordingly, one embodiment provides secured access across all these channels. For example, a user may use their mobile phone to complete a transaction they started on their desktop.

One embodiment further manages access for various users such as customers, partners, employees, etc. Generally, applications and/or data may be accessed not just by employees but by customers or third parties. Although many known systems take security measures when onboarding employees, they generally do not take the same level of security measures when giving access to customers, third parties, partners, etc., resulting in the possibility of security breaches by parties that are not properly managed. However, embodiments ensure that sufficient security measures are provided for access of each type of user and not just employees.

Identity Cloud Service

Embodiments provide an Identity Cloud Service (“IDCS”) that is a multi-tenant, cloud-scale, IAM platform. IDCS provides authentication, authorization, auditing, and federation. IDCS manages access to custom applications and services running on the public cloud, and on-premise systems. In an alternative or additional embodiment, IDCS may also manage access to public cloud services. For example, IDCS can be used to provide Single Sign On (“SSO”) functionality across such variety of services/applications/systems.

Embodiments are based on a multi-tenant, microservices architecture for designing, building, and delivering cloud-scale software services. Multi-tenancy refers to having one physical implementation of a service securely supporting multiple customers buying that service. A service is a software functionality or a set of software functionalities (such as the retrieval of specified information or the execution of a set of operations) that can be reused by different clients for different purposes, together with the policies that control its usage (e.g., based on the identity of the client requesting the service). In one embodiment, a service is a mechanism to enable access to one or more capabilities, where the access is provided using a prescribed interface and is exercised consistent with constraints and policies as specified by the service description.

In one embodiment, a microservice is an independently deployable service. In one embodiment, the term microservice contemplates a software architecture design pattern in which complex applications are composed of small, independent processes communicating with each other using language-agnostic APIs. In one embodiment, microservices are small, highly decoupled services and each may focus on doing a small task. In one embodiment, the microservice architectural style is an approach to developing a single application as a suite of small services, each running in its own process and communicating with lightweight mechanisms (e.g., an HTTP resource API). In one embodiment, microservices are easier to replace relative to a monolithic service that performs all or many of the same functions. Moreover, each of the microservices may be updated without adversely affecting the other microservices. In contrast, updates to one portion of a monolithic service may undesirably or unintentionally negatively affect the other portions of the monolithic service. In one embodiment, microservices may be beneficially organized around their capabilities. In one embodiment, the startup time for each of a collection of microservices is much less than the startup time for a single application that collectively performs all the services of those microservices. In some embodiments, the startup time for each of such microservices is about one second or less, while the startup time of such single application may be about a minute, several minutes, or longer.

In one embodiment, microservices architecture refers to a specialization (i.e., separation of tasks within a system) and implementation approach for service oriented architectures (“SOAs”) to build flexible, independently deployable software systems. Services in a microservices architecture are processes that communicate with each other over a network in order to fulfill a goal. In one embodiment, these services use technology-agnostic protocols. In one embodiment, the services have a small granularity and use lightweight protocols. In one embodiment, the services are independently deployable. By distributing functionalities of a system into different small services, the cohesion of the system is enhanced and the coupling of the system is decreased. This makes it easier to change the system and add functions and qualities to the system at any time. It also allows the architecture of an individual service to emerge through continuous refactoring, and hence reduces the need for a big up-front design and allows for releasing software early and continuously.

In one embodiment, in the microservices architecture, an application is developed as a collection of services, and each service runs a respective process and uses a lightweight protocol to communicate (e.g., a unique API for each microservice). In the microservices architecture, decomposition of a software into individual services/capabilities can be performed at different levels of granularity depending on the service to be provided. A service is a runtime component/process. Each microservice is a self-contained module that can talk to other modules/microservices. Each microservice has an unnamed universal port that can be contacted by others. In one embodiment, the unnamed universal port of a microservice is a standard communication channel that the microservice exposes by convention (e.g., as a conventional Hypertext Transfer Protocol (“HTTP”) port) and that allows any other module/microservice within the same service to talk to it. A microservice or any other self-contained functional module can be generically referred to as a “service”.

Embodiments provide multi-tenant identity management services. Embodiments are based on open standards to ensure ease of integration with various applications, delivering IAM capabilities through standards-based services.

Embodiments manage the lifecycle of user identities which entails the determination and enforcement of what an identity can access, who can be given such access, who can manage such access, etc. Embodiments run the identity management workload in the cloud and support security functionality for applications that are not necessarily in the cloud. The identity management services provided by the embodiments may be purchased from the cloud. For example, an enterprise may purchase such services from the cloud to manage their employees' access to their applications.

Embodiments provide system security, massive scalability, end user usability, and application interoperability. Embodiments address the growth of the cloud and the use of identity services by customers. The microservices based foundation addresses horizontal scalability requirements, while careful orchestration of the services addresses the functional requirements. Achieving both goals requires decomposition (wherever possible) of the business logic to achieve statelessness with eventual consistency, while much of the operational logic not subject to real-time processing is shifted to near-real-time by offloading to a highly scalable asynchronous event management system with guaranteed delivery and processing. Embodiments are fully multi-tenant from the web tier to the data tier in order to realize cost efficiencies and ease of system administration.

Embodiments are based on industry standards (e.g., OpenID Connect, OAuth2, Security Assertion Markup Language 2 (“SAML2”), System for Cross-domain Identity Management (“SCIM”), Representational State Transfer (“REST”), etc.) for ease of integration with various applications. One embodiment provides a cloud-scale API platform and implements horizontally scalable microservices for elastic scalability. The embodiment leverages cloud principles and provides a multi-tenant architecture with per-tenant data separation. The embodiment further provides per-tenant customization via tenant self-service. The embodiment is available via APIs for on-demand integration with other identity services, and provides continuous feature release.

One embodiment provides interoperability and leverages investments in identity management (“IDM”) functionality in the cloud and on-premise. The embodiment provides automated identity synchronization from on-premise Lightweight Directory Access Protocol (“LDAP”) data to cloud data and vice versa. The embodiment provides a SCIM identity bus between the cloud and the enterprise, and allows for different options for hybrid cloud deployments (e.g., identity federation and/or synchronization, SSO agents, user provisioning connectors, etc.).

Accordingly, one embodiment is a system that implements a number of microservices in a stateless middle tier to provide cloud-based multi-tenant identity and access management services. In one embodiment, each requested identity management service is broken into real-time and near-real-time tasks. The real-time tasks are handled by a microservice in the middle tier, while the near-real-time tasks are offloaded to a message queue. Embodiments implement tokens that are consumed by a routing tier to enforce a security model for accessing the microservices. Accordingly, embodiments provide a cloud-scale IAM platform based on a multi-tenant, microservices architecture.

Generally, known systems provide siloed access to applications provided by different environments, e.g., enterprise cloud applications, partner cloud applications, third-party cloud applications, and customer applications. Such siloed access may require multiple passwords, different password policies, different account provisioning and de-provisioning schemes, disparate audit, etc. However, one embodiment implements IDCS to provide unified IAM functionality over such applications. FIG. 1 is a block diagram 100 of an example embodiment with IDCS 118, providing a unified identity platform 126 for onboarding users and applications. The embodiment provides seamless user experience across various applications such as enterprise cloud applications 102, partner cloud applications 104, third-party cloud applications 110, and customer applications 112. Applications 102, 104, 110, 112 may be accessed through different channels, for example, by a mobile phone user 108 via a mobile phone 106, by a desktop computer user 116 via a browser 114, etc. A web browser (commonly referred to as a browser) is a software application for retrieving, presenting, and traversing information resources on the World Wide Web. Examples of web browsers are Mozilla Firefox®, Google Chrome®, Microsoft Internet Explorer®, and Apple Safari®.

IDCS 118 provides a unified view 124 of a user's applications, a unified secure credential across devices and applications (via identity platform 126), and a unified way of administration (via an admin console 122). IDCS services may be obtained by calling IDCS APIs 142. Such services may include, for example, login/SSO services 128 (e.g., OpenID Connect), federation services 130 (e.g., SAML), token services 132 (e.g., OAuth), directory services 134 (e.g., SCIM), provisioning services 136 (e.g., SCIM or Any Transport over Multiprotocol (“AToM”)), event services 138 (e.g., REST), and authorization services 140 (e.g., SCIM). IDCS 118 may further provide reports and dashboards 120 related to the offered services.

Integration Tools

Generally, it is common for large corporations to have an IAM system in place to secure access to their on-premise applications. Business practices are usually matured and standardized around an in-house IAM system such as “Oracle IAM Suite” from Oracle Corp. Even small to medium organizations usually have their business processes designed around managing user access through a simple directory solution such as Microsoft Active Directory (“AD”). To enable on-premise integration, embodiments provide tools that allow customers to integrate their applications with IDCS.

FIG. 2 is a block diagram 200 of an example embodiment with IDCS 202 in a cloud environment 208, providing integration with an AD 204 that is on-premise 206. The embodiment provides seamless user experience across all applications including on-premise and third-party applications, for example, on-premise applications 218 and various applications/services in cloud 208 such as cloud services 210, cloud applications 212, partner applications 214, and customer applications 216. Cloud applications 212 may include, for example, Human Capital Management (“HCM”), CRM, talent acquisition (e.g., Oracle Taleo cloud service from Oracle Corp.), Configure Price and Quote (“CPQ”), etc. Cloud services 210 may include, for example, Platform as a Service (“PaaS”), Java, database, business intelligence (“BI”), documents, etc.

Applications 210, 212, 214, 216, 218, may be accessed through different channels, for example, by a mobile phone user 220 via a mobile phone 222, by a desktop computer user 224 via a browser 226, etc. The embodiment provides automated identity synchronization from on-premise AD data to cloud data via a SCIM identity bus 234 between cloud 208 and the enterprise 206. The embodiment further provides a SAML bus 228 for federating authentication from cloud 208 to on-premise AD 204 (e.g., using passwords 232).

Generally, an identity bus is a service bus for identity related services. A service bus provides a platform for communicating messages from one system to another system. It is a controlled mechanism for exchanging information between trusted systems, for example, in a service oriented architecture (“SOA”). An identity bus is a logical bus built according to standard HTTP based mechanisms such as web service, web server proxies, etc. The communication in an identity bus may be performed according to a respective protocol (e.g., SCIM, SAML, OpenID Connect, etc.). For example, a SAML bus is an HTTP based connection between two systems for communicating messages for SAML services. Similarly, a SCIM bus is used to communicate SCIM messages according to the SCIM protocol.

The embodiment of FIG. 2 implements an identity (“ID”) bridge 230 that is a small binary (e.g., 1 MB in size) that can be downloaded and installed on-premise 206 alongside a customer's AD 204. ID Bridge 230 listens to users and groups (e.g., groups of users) from the organizational units (“OUs”) chosen by the customer and synchronizes those users to cloud 208. In one embodiment, users' passwords 232 are not synchronized to cloud 208. Customers can manage application access for users by mapping IDCS users' groups to cloud applications managed in IDCS 208. Whenever the users' group membership is changed on-premise 206, their corresponding cloud application access changes automatically.

For example, an employee moving from engineering to sales can get near instantaneous access to the sales cloud and lose access to the developer cloud. When this change is reflected in on-premise AD 204, cloud application access change is accomplished in near-real-time. Similarly, access to cloud applications managed in IDCS 208 is revoked for users leaving the company. For full automation, customers may set up SSO between on-premise AD 204 and IDCS 208 through, e.g., AD federation service (“AD/FS”, or some other mechanism that implements SAML federation) so that end users can get access to cloud applications 210, 212, 214, 216, and on-premise applications 218 with a single corporate password 332.

FIG. 3 is a block diagram 300 of an example embodiment that includes the same components 202, 206, 208, 210, 212, 214, 216, 218, 220, 222, 224, 226, 228, 234 as in FIG. 2. However, in the embodiment of FIG. 3, IDCS 202 provides integration with an on-premise IDM 304 such as Oracle IDM. Oracle IDM 304 is a software suite from Oracle Corp. for providing IAM functionality. The embodiment provides seamless user experience across all applications including on-premise and third-party applications. The embodiment provisions user identities from on-premise IDM 304 to IDCS 208 via SCIM identity bus 234 between cloud 202 and enterprise 206. The embodiment further provides SAML bus 228 (or an OpenID Connect bus) for federating authentication from cloud 208 to on-premise 206.

In the embodiment of FIG. 3, an Oracle Identity Manager (“OIM”) Connector 302 from Oracle Corp., and an Oracle Access Manager (“OAM”) federation module 306 from Oracle Corp., are implemented as extension modules of Oracle IDM 304. A connector is a module that has physical awareness about how to talk to a system. OIM is an application configured to manage user identities (e.g., manage user accounts in different systems based on what a user should and should not have access to). OAM is a security application that provides access management functionality such as web SSO; identity context, authentication and authorization; policy administration; testing; logging; auditing; etc. OAM has built-in support for SAML. If a user has an account in IDCS 202, OIM connector 302 and OAM federation 306 can be used with Oracle IDM 304 to create/delete that account and manage access from that account.

FIG. 4 is a block diagram 400 of an example embodiment that includes the same components 202, 206, 208, 210, 212, 214, 216, 218, 220, 222, 224, 226, 234 as in FIGS. 2 and 3. However, in the embodiment of FIG. 3, IDCS 202 provides functionality to extend cloud identities to on-premise applications 218. The embodiment provides seamless view of the identity across all applications including on-premise and third-party applications. In the embodiment of FIG. 4, SCIM identity bus 234 is used to synchronize data in IDCS 202 with on-premise LDAP data called “Cloud Cache” 402. Cloud Cache 402 is disclosed in more detail below.

Generally, an application that is configured to communicate based on LDAP needs an LDAP connection. An LDAP connection may not be established by such application through a URL (unlike, e.g., “www.google.com” that makes a connection to Google) since the LDAP needs to be on a local network. In the embodiment of FIG. 4, an LDAP-based application 218 makes a connection to Cloud Cache 402, and Cloud Cache 402 establishes a connection to IDCS 202 and then pulls data from IDCS 202 as it is being requested. The communication between IDCS 202 and Cloud Cache 402 may be implemented according to the SCIM protocol. For example, Cloud Cache 402 may use SCIM bus 234 to send a SCIM request to IDCS 202 and receive corresponding data in return.

Generally, fully implementing an application includes building a consumer portal, running marketing campaigns on the external user population, supporting web and mobile channels, and dealing with user authentication, sessions, user profiles, user groups, application roles, password policies, self-service/registration, social integration, identity federation, etc. Generally, application developers are not identity/security experts. Therefore, on-demand identity management services are desired.

FIG. 5 is a block diagram 500 of an example embodiment that includes the same components 202, 220, 222, 224, 226, 234, 402, as in FIGS. 2-4. However, in the embodiment of FIG. 5, IDCS 202 provides secure identity management on demand. The embodiment provides on demand integration with identity services of IDCS 202 (e.g., based on standards such as OpenID Connect, OAuth2, SAML2, or SCIM). Applications 505 (which may be on-premise, in a public cloud, or in a private cloud) may call identity service APIs 504 in IDCS 202. The services provided by IDCS 202 may include, for example, self-service registration 506, password management 508, user profile management 510, user authentication 512, token management 514, social integration 516, etc.

In this embodiment, SCIM identity bus 234 is used to synchronize data in IDCS 202 with data in on-premise LDAP Cloud Cache 402. Further, a “Cloud Gate” 502 running on a web server/proxy (e.g., NGINX, Apache, etc.) may be used by applications 505 to obtain user web SSO and REST API security from IDCS 202. Cloud Gate 502 is a component that secures access to multi-tenant IDCS microservices by ensuring that client applications provide valid access tokens, and/or users successfully authenticate in order to establish SSO sessions. Cloud Gate 502 is further disclosed below. Cloud Gate 502 (enforcement point similar to webgate/webagent) enables applications running behind supported web servers to participate in SSO.

One embodiment provides SSO and cloud SSO functionality. A general point of entry for both on-premise IAM and IDCS in many organizations is SSO. Cloud SSO enables users to access multiple cloud resources with a single user sign-in. Often, organizations will want to federate their on-premise identities. Accordingly, embodiments utilize open standards to allow for integration with existing SSO to preserve and extend investment (e.g., until a complete, eventual transition to an identity cloud service approach is made).

One embodiment may provide the following functionalities:

maintain an identity store to track user accounts, ownership, access, and permissions that have been authorized,

integrate with workflow to facilitate various approvals (e.g., management, IT, human resources, legal, and compliance) needed for applications access,

provision SaaS user accounts for selective devices (e.g., mobile and personal computer (“PC”)) with access to user portal containing many private and public cloud resources, and

facilitate periodic management attestation review for compliance with regulations and current job responsibilities.

In addition to these functions, embodiments may further provide:

cloud account provisioning to manage account life cycle in cloud applications,

more robust multifactor authentication (“MFA”) integration,

extensive mobile security capabilities, and

dynamic authentication options.

One embodiment provides adaptive authentication and MFA. Generally, passwords and challenge questions have been seen as inadequate and susceptible to common attacks such as phishing. Most business entities today are looking at some form of MFA to reduce risk. To be successfully deployed, however, solutions need to be easily provisioned, maintained, and understood by the end user, as end users usually resist anything that interferes with their digital experience. Companies are looking for ways to securely incorporate bring your own device (“BYOD”), social identities, remote users, customers, and contractors, while making MFA an almost transparent component of a seamless user access experience. Within an MFA deployment, industry standards such as OAuth and OpenID Connect are essential to ensure integration of existing multifactor solutions and the incorporation of newer, adaptive authentication technology. Accordingly, embodiments define dynamic (or adaptive) authentication as the evaluation of available information (i.e., IP address, location, time of day, and biometrics) to prove an identity after a user session has been initiated. With the appropriate standards (e.g., open authentication (“OATH”) and fast identity online (“FIDO”)) integration and extensible identity management framework, embodiments provide MFA solutions that can be adopted, upgraded, and integrated easily within an IT organization as part of an end-to-end secure IAM deployment. When considering MFA and adaptive policies, organizations must implement consistent policies across on-premise and cloud resources, which in a hybrid IDCS and on-premise IAM environment requires integration between systems.

One embodiment provides user provisioning and certification. Generally, the fundamental function of an IAM solution is to enable and support the entire user provisioning life cycle. This includes providing users with the application access appropriate for their identity and role within the organization, certifying that they have the correct ongoing access permissions (e.g., as their role or the tasks or applications used within their role change over time), and promptly de-provisioning them as their departure from the organization may require. This is important not only for meeting various compliance requirements but also because inappropriate insider access is a major source of security breaches and attacks. An automated user provisioning capability within an identity cloud solution can be important not only in its own right but also as part of a hybrid IAM solution whereby IDCS provisioning may provide greater flexibility than an on-premise solution for transitions as a company downsizes, upsizes, merges, or looks to integrate existing systems with IaaS/PaaS/SaaS environments. An IDCS approach can save time and effort in one-off upgrades and ensure appropriate integration among necessary departments, divisions, and systems. The need to scale this technology often sneaks up on corporations, and the ability to deliver a scalable IDCS capability immediately across the enterprise can provide benefits in flexibility, cost, and control.

Generally, an employee is granted additional privileges (i.e., “privilege creep”) over the years as her/his job changes. Companies that are lightly regulated generally lack an “attestation” process that requires managers to regularly audit their employees' privileges (e.g., access to networks, servers, applications, and data) to halt or slow the privilege creep that results in over-privileged accounts. Accordingly, one embodiment may provide a regularly conducted (at least once a year) attestation process. Further, with mergers and acquisitions, the need for these tools and services increases exponentially as users are on SaaS systems, on-premise, span different departments, and/or are being de-provisioned or re-allocated. The move to cloud can further complicate this situation, and the process can quickly escalate beyond existing, often manually managed, certification methods. Accordingly, one embodiment automates these functions and applies sophisticated analytics to user profiles, access history, provisioning/de-provisioning, and fine-grained entitlements.

One embodiment provides identity analytics. Generally, the ability to integrate identity analytics with the IAM engine for comprehensive certification and attestation can be critical to securing an organization's risk profile. Properly deployed identity analytics can demand total internal policy enforcement. Identity analytics that provide a unified single management view across cloud and on-premise are much needed in a proactive governance, risk, and compliance (“GRC”) enterprise environment, and can aid in providing a closed-loop process for reducing risk and meeting compliance regulations. Accordingly, one embodiment provides identity analytics that are easily customizable by the client to accommodate specific industry demands and government regulations for reports and analysis required by managers, executives, and auditors.

One embodiment provides self-service and access request functionality to improve the experience and efficiency of the end user and to reduce costs from help desk calls. Generally, while a number of companies deploy on-premise self-service access request for their employees, many have not extended these systems adequately outside the formal corporate walls. Beyond employee use, a positive digital customer experience increases business credibility and ultimately contributes to revenue increase, and companies not only save on customer help desk calls and costs but also improve customer satisfaction. Accordingly, one embodiment provides an identity cloud service environment that is based on open standards and seamlessly integrates with existing access control software and MFA mechanisms when necessary. The SaaS delivery model saves time and effort formerly devoted to systems upgrades and maintenance, freeing professional IT staff to focus on more core business applications.

One embodiment provides privileged account management (“PAM”). Generally, every organization, whether using SaaS, PaaS, IaaS, or on-premise applications, is vulnerable to unauthorized privileged account abuse by insiders with super-user access credentials such as system administrators, executives, HR officers, contractors, systems integrators, etc. Moreover, outside threats typically first breach a low-level user account to eventually reach and exploit privileged user access controls within the enterprise system. Accordingly, one embodiment provides PAM to prevent such unauthorized insider account use. The main component of a PAM solution is a password vault which may be delivered in various ways, e.g., as software to be installed on an enterprise server, as a virtual appliance also on an enterprise server, as a packaged hardware/software appliance, or as part of a cloud service. PAM functionality is similar to a physical safe used to store passwords kept in an envelope and changed periodically, with a manifest for signing them in and out. One embodiment allows for a password checkout as well as setting time limits, forcing periodic changes, automatically tracking checkout, and reporting on all activities. One embodiment provides a way to connect directly through to a requested resource without the user ever knowing the password. This capability also paves the way for session management and additional functionality.

Generally, most cloud services utilize APIs and administrative interfaces, which provide opportunities for infiltrators to circumvent security. Accordingly, one embodiment accounts for these holes in PAM practices as the move to the cloud presents new challenges for PAM. Many small to medium sized businesses now administer their own SaaS systems (e.g., Office 365), while larger companies increasingly have individual business units spinning up their own SaaS and IaaS services. These customers find themselves with PAM capabilities within the identity cloud service solutions or from their IaaS/PaaS provider but with little experience in handling this responsibility. Moreover, in some cases, many different geographically dispersed business units are trying to segregate administrative responsibilities for the same SaaS applications. Accordingly, one embodiment allows customers in these situations to link existing PAM into the overall identity framework of the identity cloud service and move toward greater security and compliance with the assurance of scaling to cloud load requirements as business needs dictate.

API Platform

Embodiments provide an API platform that exposes a collection of capabilities as services. The APIs are aggregated into microservices and each microservice exposes one or more of the APIs. That is, each microservice may expose different types of APIs. In one embodiment, each microservice communicates only through its APIs. In one embodiment, each API may be a microservice. In one embodiment, multiple APIs are aggregated into a service based on a target capability to be provided by that service (e.g., OAuth, SAML, Admin, etc.). As a result, similar APIs are not exposed as separate runtime processes. The APIs are what is made available to a service consumer to use the services provided by IDCS.

Generally, in the web environment of IDCS, a URL includes three parts: a host, a microservice, and a resource (e.g., host/microservice/resource). In one embodiment, the microservice is characterized by having a specific URL prefix, e.g., “host/oauth2/v1” where the actual microservice is “oauth2/v1”, and under “oauth2/v1” there are multiple APIs, e.g., an API to request tokens: “host/oauth2/v1/token”, an API to authenticate a user: “host/oauth2/v1/authorize”, etc. That is, the URL implements a microservice, and the resource portion of the URL implements an API. Accordingly, multiple APIs are aggregated under the same microservice. In one embodiment, the host portion of the URL identifies a tenant (e.g., https://tenant3.identity.oraclecloud.com:/oauth2/v1/token”). In some embodiments, other security protocols may be implemented and the URLs/APIs can take other forms (e.g., “host/oauth2/v1”, “host/oauth2/v1/token”, “host/oauth2/v1/authorize”, “https://tenant3.identity.oraclecloud.com:/oauth2/v1/token”, and the like)

Configuring applications that integrate with external services with the necessary endpoints and keeping that configuration up to date is typically a challenge. To meet this challenge, embodiments expose a public discovery API at a well-known location from where applications can discover the information about IDCS they need in order to consume IDCS APIs. In one embodiment, two discovery documents are supported: IDCS Configuration (which includes IDCS, SAML, SCIM, OAuth, and OpenID Connect configuration, at e.g., <IDCS-URL>/.well-known/idcs-configuration), and Industry-standard OpenID Connect Configuration (at, e.g., <IDCS-URL>/.well-known/openid-configuration). Applications can retrieve discovery documents by being configured with a single IDCS URL.

FIG. 6 is a block diagram providing a system view 600 of IDCS in one embodiment. In FIG. 6, any one of a variety of applications/services 602 may make HTTP calls to IDCS APIs to use IDCS services. Examples of such applications/services 602 are web applications, native applications (e.g., applications that are built to run on a specific operating system, such as Windows applications, iOS applications, Android applications, etc.), web services, customer applications, partner applications, or any services provided by a public cloud, such as Software as a Service (“SaaS”), PaaS, and Infrastructure as a Service (“IaaS”).

In one embodiment, the HTTP requests of applications/services 602 that require IDCS services go through an Oracle Public Cloud BIG-IP appliance 604 and an IDCS BIG-IP appliance 606 (or similar technologies such as a Load Balancer, or a component called a Cloud Load Balancer as a Service (“LBaaS”) that implements appropriate security rules to protect the traffic). However, the requests can be received in any manner. At IDCS BIG-IP appliance 606 (or, as applicable, a similar technology such as a Load Balancer or a Cloud LBaaS), a cloud provisioning engine 608 performs tenant and service orchestration. In one embodiment, cloud provisioning engine 608 manages internal security artifacts associated with a new tenant being on-boarded into the cloud or a new service instance purchased by a customer.

The HTTP requests are then received by an IDCS web routing tier 610 that implements a security gate (i.e., Cloud Gate) and provides service routing and microservices registration and discovery 612. Depending on the service requested, the HTTP request is forwarded to an IDCS microservice in the IDCS middle tier 614. IDCS microservices process external and internal HTTP requests. IDCS microservices implement platform services and infrastructure services. IDCS platform services are separately deployed Java-based runtime services implementing the business of IDCS. IDCS infrastructure services are separately deployed runtime services providing infrastructure support for IDCS. IDCS further includes infrastructure libraries that are common code packaged as shared libraries used by IDCS services and shared libraries. Infrastructure services and libraries provide supporting capabilities as required by platform services for implementing their functionality.

Platform Services

In one embodiment, IDCS supports standard authentication protocols, hence IDCS microservices include platform services such as OpenID Connect, OAuth, SAML2, System for Cross-domain Identity Management++ (“SCIM++”), etc.

The OpenID Connect platform service implements standard OpenID Connect Login/Logout flows. Interactive web-based and native applications leverage standard browser-based OpenID Connect flow to request user authentication, receiving standard identity tokens that are JavaScript Object Notation (“JSON”) Web Tokens (“JWTs”) conveying the user's authenticated identity. Internally, the runtime authentication model is stateless, maintaining the user's authentication/session state in the form of a host HTTP cookie (including the JWT identity token). The authentication interaction initiated via the OpenID Connect protocol is delegated to a trusted SSO service that implements the user login/logout ceremonies for local and federated logins. Further details of this functionality are disclosed below with reference to FIGS. 10 and 11. In one embodiment, OpenID Connect functionality is implemented according to, for example, OpenID Foundation standards.

The OAuth2 platform service provides token authorization services. It provides a rich API infrastructure for creating and validating access tokens conveying user rights to make API calls. It supports a range of useful token grant types, enabling customers to securely connect clients to their services. It implements standard 2-legged and 3-legged OAuth2 token grant types. Support for OpenID Connect (“OIDC”) enables compliant applications (OIDC relaying parties (“RP”s)) to integrate with IDCS as the identity provider (OIDC OpenID provider (“OP”)). Similarly, the integration of IDCS as OIDC RP with social OIDC OP (e.g., Facebook, Google, etc.) enables customers to allow social identities policy-based access to applications. In one embodiment, OAuth functionality is implemented according to, for example, Internet Engineering Task Force (“IETF”), Request for Comments (“RFC”) 6749.

The SAML2 platform service provides identity federation services. It enables customers to set up federation agreements with their partners based on SAML identity provider (“IDP”) and SAML service provider (“SP”) relationship models. In one embodiment, the SAML2 platform service implements standard SAML2 Browser POST Login and Logout Profiles. In one embodiment, SAML functionality is implemented according to, for example, IETF, RFC 7522.

SCIM is an open standard for automating the exchange of user identity information between identity domains or information technology (“IT”) systems, as provided by, e.g., IETF, RFCs 7642, 7643, 7644. The SCIM++ platform service provides identity administration services and enables customers to access IDP features of IDCS. The administration services expose a set of stateless REST interfaces (i.e., APIs) that cover identity lifecycle, password management, group management, etc., exposing such artifacts as web-accessible resources.

All IDCS configuration artifacts are resources, and the APIs of the administration services allow for managing IDCS resources (e.g., users, roles, password policies, applications, SAML/OIDC identity providers, SAML service providers, keys, certifications, notification templates, etc.). Administration services leverage and extend the SCIM standard to implement schema-based REST APIs for Create, Read, Update, Delete, and Query (“CRUDQ”) operations on all IDCS resources. Additionally, all internal resources of IDCS used for administration and configuration of IDCS itself are exposed as SCIM-based REST APIs. Access to the identity store 618 is isolated to the SCIM++ API.

In one embodiment, for example, the SCIM standard is implemented to manage the users and groups resources as defined by the SCIM specifications, while SCIM++ is configured to support additional IDCS internal resources (e.g., password policies, roles, settings, etc.) using the language defined by the SCIM standard.

The Administration service supports the SCIM 2.0 standard endpoints with the standard SCIM 2.0 core schemas and schema extensions where needed. In addition, the Administration service supports several SCIM 2.0 compliant endpoint extensions to manage other IDCS resources, for example, Users, Groups, Applications, Settings, etc. The Administration service also supports a set of remote procedure call-style (“RPC-style”) REST interfaces that do not perform CRUDQ operations but instead provide a functional service, for example, “UserPasswordGenerator,” “UserPasswordValidator,” etc.

IDCS Administration APIs use the OAuth2 protocol for authentication and authorization. IDCS supports common OAuth2 scenarios such as scenarios for web server, mobile, and JavaScript applications. Access to IDCS APIs is protected by access tokens. To access IDCS Administration APIs, an application needs to be registered as an OAuth2 client or an IDCS Application (in which case the OAuth2 client is created automatically) through the IDCS Administration console and be granted desired IDCS Administration Roles. When making IDCS Administration API calls, the application first requests an access token from the IDCS OAuth2 Service. After acquiring the token, the application sends the access token to the IDCS API by including it in the HTTP authorization header. Applications can use IDCS Administration REST APIs directly, or use an IDCS Java Client API Library.

Infrastructure Services

The IDCS infrastructure services support the functionality of IDCS platform services. These runtime services include an event processing service (for asynchronously processing user notifications, application subscriptions, and auditing to database); a job scheduler service (for scheduling and executing jobs, e.g., executing immediately or at a configured time long-running tasks that do not require user intervention); a cache management service; a storage management service (for integrating with a public cloud storage service); a reports service (for generating reports and dashboards); an SSO service (for managing internal user authentication and SSO); a user interface (“UI”) service (for hosting different types of UI clients); and a service manager service. Service manager is an internal interface between the Oracle Public Cloud and IDCS. Service manager manages commands issued by the Oracle Public Cloud, where the commands need to be implemented by IDCS. For example, when a customer signs up for an account in a cloud store before they can buy something, the cloud sends a request to IDCS asking to create a tenant. In this case, service manager implements the cloud specific operations that the cloud expects IDCS to support.

An IDCS microservice may call another IDCS microservice through a network interface (i.e., an HTTP request).

In one embodiment, IDCS may also provide a schema service (or a persistence service) that allows for using a database schema. A schema service allows for delegating the responsibility of managing database schemas to IDCS. Accordingly, a user of IDCS does not need to manage a database since there is an IDCS service that provides that functionality. For example, the user may use the database to persist schemas on a per tenant basis, and when there is no more space in the database, the schema service will manage the functionality of obtaining another database and growing the space so that the users do not have to manage the database themselves.

IDCS further includes data stores which are data repositories required/generated by IDCS, including an identity store 618 (storing users, groups, etc.), a global database 620 (storing configuration data used by IDCS to configure itself), an operational schema 622 (providing per tenant schema separation and storing customer data on a per customer basis), an audit schema 624 (storing audit data), a caching cluster 626 (storing cached objects to speed up performance), etc. All internal and external IDCS consumers integrate with the identity services over standards-based protocols. This enables use of a domain name system (“DNS”) to resolve where to route requests, and decouples consuming applications from understanding the internal implementation of identity services.

Real-Time and Near-Real-Time Tasks

IDCS separates the tasks of a requested service into synchronous real-time and asynchronous near-real-time tasks, where real-time tasks include only the operations that are needed for the user to proceed. In one embodiment, a real-time task is a task that is performed with minimal delay, and a near-real-time task is a task that is performed in the background without the user having to wait for it. In one embodiment, a real-time task is a task that is performed with substantially no delay or with negligible delay, and appears to a user as being performed almost instantaneously.

The real-time tasks perform the main business functionality of a specific identity service. For example, when requesting a login service, an application sends a message to authenticate a user's credentials and get a session cookie in return. What the user experiences is logging into the system. However, several other tasks may be performed in connection with the user's logging in, such as validating who the user is, auditing, sending notifications, etc. Accordingly, validating the credentials is a task that is performed in real-time so that the user is given an HTTP cookie to start a session, but the tasks related to notifications (e.g., sending an email to notify the creation of an account), audits (e.g., tracking/recording), etc., are near-real-time tasks that can be performed asynchronously so that the user can proceed with least delay.

When an HTTP request for a microservice is received, the corresponding real-time tasks are performed by the microservice in the middle tier, and the remaining near-real-time tasks such as operational logic/events that are not necessarily subject to real-time processing are offloaded to message queues 628 that support a highly scalable asynchronous event management system 630 with guaranteed delivery and processing. Accordingly, certain behaviors are pushed from the front end to the backend to enable IDCS to provide high level service to the customers by reducing latencies in response times. For example, a login process may include validation of credentials, submission of a log report, updating of the last login time, etc., but these tasks can be offloaded to a message queue and performed in near-real-time as opposed to real-time.

In one example, a system may need to register or create a new user. The system calls an IDCS SCIM API to create a user. The end result is that when the user is created in identity store 618, the user gets a notification email including a link to reset their password. When IDCS receives a request to register or create a new user, the corresponding microservice looks at configuration data in the operational database (located in global database 620 in FIG. 6) and determines that the “create user” operation is marked with a “create user” event which is identified in the configuration data as an asynchronous operation. The microservice returns to the client and indicates that the creation of the user is done successfully, but the actual sending of the notification email is postponed and pushed to the backend. In order to do so, the microservice uses a messaging API 616 to queue the message in queue 628 which is a store.

In order to dequeue queue 628, a messaging microservice, which is an infrastructure microservice, continually runs in the background and scans queue 628 looking for events in queue 628. The events in queue 628 are processed by event subscribers 630 such as audit, user notification, application subscriptions, data analytics, etc. Depending on the task indicated by an event, event subscribers 630 may communicate with, for example, audit schema 624, a user notification service 634, an identity event subscriber 632, etc. For example, when the messaging microservice finds the “create user” event in queue 628, it executes the corresponding notification logic and sends the corresponding email to the user.

In one embodiment, queue 628 queues operational events published by microservices 614 as well as resource events published by APIs 616 that manage IDCS resources.

IDCS uses a real-time caching structure to enhance system performance and user experience. The cache itself may also be provided as a microservice. IDCS implements an elastic cache cluster 626 that grows as the number of customers supported by IDCS scales. Cache cluster 626 may be implemented with a distributed data grid which is disclosed in more detail below. In one embodiment, write-only resources bypass cache.

In one embodiment, IDCS runtime components publish health and operational metrics to a public cloud monitoring module 636 that collects such metrics of a public cloud such as Oracle Public Cloud from Oracle Corp.

In one embodiment, IDCS may be used to create a user. For example, a client application 602 may issue a REST API call to create a user. Admin service (a platform service in 614) delegates the call to a user manager (an infrastructure library/service in 614), which in turn creates the user in the tenant-specific ID store stripe in ID store 618. On “User Create Success”, the user manager audits the operation to the audit table in audit schema 624, and publishes an “identity.user.create.success” event to message queue 628. Identity subscriber 632 picks up the event and sends a “Welcome” email to the newly created user, including newly created login details.

In one embodiment, IDCS may be used to grant a role to a user, resulting in a user provisioning action. For example, a client application 602 may issue a REST API call to grant a user a role. Admin service (a platform service in 614) delegates the call to a role manager (an infrastructure library/service in 614), who grants the user a role in the tenant-specific ID store stripe in ID store 618. On “Role Grant Success”, the role manager audits the operations to the audit table in audit schema 624, and publishes an “identity.user.role.grant.success” event to message queue 628. Identity subscriber 632 picks up the event and evaluates the provisioning grant policy. If there is an active application grant on the role being granted, a provisioning subscriber performs some validation, initiates account creation, calls out the target system, creates an account on the target system, and marks the account creation as successful. Each of these functionalities may result in publishing of corresponding events, such as “prov.account.create.initiate”, “prov.target.create.initiate”, “prov.target.create.success”, or “prov.account.create.success”. These events may have their own business metrics aggregating number of accounts created in the target system over the last N days.

In one embodiment, IDCS may be used for a user to log in. For example, a client application 602 may use one of the supported authentication flows to request a login for a user. IDCS authenticates the user, and upon success, audits the operation to the audit table in audit schema 624. Upon failure, IDCS audits the failure in audit schema 624, and publishes “login.user.login.failure” event in message queue 628. A login subscriber picks up the event, updates its metrics for the user, and determines if additional analytics on the user's access history need to be performed.

Accordingly, by implementing “inversion of control” functionality (e.g., changing the flow of execution to schedule the execution of an operation at a later time so that the operation is under the control of another system), embodiments enable additional event queues and subscribers to be added dynamically to test new features on a small user sample before deploying to broader user base, or to process specific events for specific internal or external customers.

Stateless Functionality

IDCS microservices are stateless, meaning the microservices themselves do not maintain state. “State” refers to the data that an application uses in order to perform its capabilities. IDCS provides multi-tenant functionality by persisting all state into tenant specific repositories in the IDCS data tier. The middle tier (i.e., the code that processes the requests) does not have data stored in the same location as the application code. Accordingly, IDCS is highly scalable, both horizontally and vertically.

To scale vertically (or scale up/down) means to add resources to (or remove resources from) a single node in a system, typically involving the addition of CPUs or memory to a single computer. Vertical scalability allows an application to scale up to the limits of its hardware. To scale horizontally (or scale out/in) means to add more nodes to (or remove nodes from) a system, such as adding a new computer to a distributed software application. Horizontal scalability allows an application to scale almost infinitely, bound only by the amount of bandwidth provided by the network.

Stateless-ness of the middle tier of IDCS makes it horizontally scalable just by adding more CPUs, and the IDCS components that perform the work of the application do not need to have a designated physical infrastructure where a particular application is running. Stateless-ness of the IDCS middle tier makes IDCS highly available, even when providing identity services to a very large number of customers/tenants. Each pass through an IDCS application/service is focused on CPU usage only to perform the application transaction itself but not use hardware to store data. Scaling is accomplished by adding more slices when the application is running, while data for the transaction is stored at a persistence layer where more copies can be added when needed.

The IDCS web tier, middle tier, and data tier can each scale independently and separately. The web tier can be scaled to handle more HTTP requests. The middle tier can be scaled to support more service functionality. The data tier can be scaled to support more tenants.

IDCS Functional View

FIG. 6A is an example block diagram 600 b of a functional view of IDCS in one embodiment. In block diagram 600 b, the IDCS functional stack includes services, shared libraries, and data stores. The services include IDCS platform services 640 b, IDCS premium services 650 b, and IDCS infrastructure services 662 b. In one embodiment, IDCS platform services 640 b and IDCS premium services 650 b are separately deployed Java-based runtime services implementing the business of IDCS, and IDCS infrastructure services 662 b are separately deployed runtime services providing infrastructure support for IDCS. The shared libraries include IDCS infrastructure libraries 680 b which are common code packaged as shared libraries used by IDCS services and shared libraries. The data stores are data repositories required/generated by IDCS, including identity store 698 b, global configuration 700 b, message store 702 b, global tenant 704 b, personalization settings 706 b, resources 708 b, user transient data 710 b, system transient data 712 b, per-tenant schemas (managed ExaData) 714 b, operational store (not shown), caching store (not shown), etc.

In one embodiment, IDCS platform services 640 b include, for example, OpenID Connect service 642 b, OAuth2 service 644 b, SAML2 service 646 b, and SCIM++ service 648 b. In one embodiment, IDCS premium services include, for example, cloud SSO and governance 652 b, enterprise governance 654 b, AuthN broker 656 b, federation broker 658 b, and private account management 660 b.

IDCS infrastructure services 662 b and IDCS infrastructure libraries 680 b provide supporting capabilities as required by IDCS platform services 640 b to do their work. In one embodiment, IDCS infrastructure services 662 b include job scheduler 664 b, UI 666 b, SSO 668 b, reports 670 b, cache 672 b, storage 674 b, service manager 676 b (public cloud control), and event processor 678 b (user notifications, app subscriptions, auditing, data analytics). In one embodiment, IDCS infrastructure libraries 680 b include data manager APIs 682 b, event APIs 684 b, storage APIs 686 b, authentication APIs 688 b, authorization APIs 690 b, cookie APIs 692 b, keys APIs 694 b, and credentials APIs 696 b. In one embodiment, cloud compute service 602 b (internal Nimbula) supports the function of IDCS infrastructure services 662 b and IDCS infrastructure libraries 680 b.

In one embodiment, IDCS provides various UIs 602 b for a consumer of IDCS services, such as customer end user UI 604 b, customer admin UI 606 b, DevOps admin UI 608 b, and login UI 610 b. In one embodiment, IDCS allows for integration 612 b of applications (e.g., customer apps 614 b, partner apps 616 b, and cloud apps 618 b) and firmware integration 620 b. In one embodiment, various environments may integrate with IDCS to support their access control needs. Such integration may be provided by, for example, identity bridge 622 b (providing AD integration, WNA, and SCIM connector), Apache agent 624 b, or MSFT agent 626 b.

In one embodiment, internal and external IDCS consumers integrate with the identity services of IDCS over standards-based protocols 628 b, such as OpenID Connect 630 b, OAuth2 632 b, SAML2 634 b, SCIM 636 b, and REST/HTTP 638 b. This enables use of a domain name system (“DNS”) to resolve where to route requests, and decouples the consuming applications from understanding internal implementation of the identity services.

The IDCS functional view in FIG. 6A further includes public cloud infrastructure services that provide common functionality that IDCS depends on for user notifications (cloud notification service 718 b), file storage (cloud storage service 716 b), and metrics/alerting for DevOps (cloud monitoring service (EM) 722 b and cloud metrics service (Graphite) 720 b).

Cloud Gate

In one embodiment, IDCS implements a “Cloud Gate” in the web tier. Cloud Gate is a web server plugin that enables web applications to externalize user SSO to an identity management system (e.g., IDCS), similar to WebGate or WebAgent technologies that work with enterprise IDM stacks. Cloud Gate acts as a security gatekeeper that secures access to IDCS APIs. In one embodiment, Cloud Gate is implemented by a web/proxy server plugin that provides a web Policy Enforcement Point (“PEP”) for protecting HTTP resources based on OAuth.

FIG. 7 is a block diagram 700 of an embodiment that implements a Cloud Gate 702 running in a web server 712 and acting as a Policy Enforcement Point (“PEP”) configured to integrate with IDCS Policy Decision Point (“PDP”) using open standards (e.g., OAuth2, OpenID Connect, etc.) while securing access to web browser and REST API resources 714 of an application. In some embodiments, the PDP is implemented at OAuth and/or OpenID Connect microservices 704. For example, when a user browser 706 sends a request to IDCS for a login of a user 710, a corresponding IDCS PDP validates the credentials and then decides whether the credentials are sufficient (e.g., whether to request for further credentials such as a second password). In the embodiment of FIG. 7, Cloud Gate 702 may act both as the PEP and as the PDP since it has a local policy.

As part of one-time deployment, Cloud Gate 702 is registered with IDCS as an OAuth2 client, enabling it to request OIDC and OAuth2 operations against IDCS. Thereafter, it maintains configuration information about an application's protected and unprotected resources, subject to request matching rules (how to match URLs, e.g., with wild cards, regular expressions, etc.). Cloud Gate 702 can be deployed to protect different applications having different security policies, and the protected applications can be multi-tenant.

During web browser-based user access, Cloud Gate 702 acts as an OIDC RP 718 initiating a user authentication flow. If user 710 has no valid local user session, Cloud Gate 702 re-directs the user to the SSO microservice and participates in the OIDC “Authorization Code” flow with the SSO microservice. The flow concludes with the delivery of a JWT as an identity token. Cloud Gate 708 validates the JWT (e.g., looks at signature, expiration, destination/audience, etc.) and issues a cookie for user 710. It acts as a session manager 716 securing web browser access to protected resources and issuing, updating, and validating the cookie. It also provides a logout URL for removal of its cookie.

Cloud Gate 702 also acts as an HTTP Basic Auth authenticator, validating HTTP Basic Auth credentials against IDCS. This behavior is supported in both session-less and session-based (local session cookie) modes. No server-side IDCS session is created in this case.

During programmatic access by REST API clients 708, Cloud Gate 702 may act as an OAuth2 resource server/filter 720 for an application's protected REST APIs 714. It checks for the presence of a request with an authorization header and an access token. When client 708 (e.g., mobile, web apps, JavaScript, etc.) presents an access token (issued by IDCS) to use with a protected REST API 714, Cloud Gate 702 validates the access token before allowing access to the API (e.g., signature, expiration, audience, etc.). The original access token is passed along unmodified.

Generally, OAuth is used to generate either a client identity propagation token (e.g., indicating who the client is) or a user identity propagation token (e.g., indicating who the user is). In the embodiments, the implementation of OAuth in Cloud Gate is based on a JWT which defines a format for web tokens, as provided by, e.g., IETF, RFC 7519.

When a user logs in, a JWT is issued. The JWT is signed by IDCS and supports multi-tenant functionality in IDCS. Cloud Gate validates the JWT issued by IDCS to allow for multi-tenant functionality in IDCS. Accordingly, IDCS provides multi-tenancy in the physical structure as well as in the logical business process that underpins the security model.

Tenancy Types

IDCS specifies three types of tenancies: customer tenancy, client tenancy, and user tenancy. Customer or resource tenancy specifies who the customer of IDCS is (i.e., for whom is the work being performed). Client tenancy specifies which client application is trying to access data (i.e., what application is doing the work). User tenancy specifies which user is using the application to access data (i.e., by whom is the work being performed). For example, when a professional services company provides system integration functionality for a warehouse club and uses IDCS for providing identity management for the warehouse club systems, user tenancy corresponds to the professional services company, client tenancy is the application that is used to provide system integration functionality, and customer tenancy is the warehouse club.

Separation and identification of these three tenancies enables multi-tenant functionality in a cloud-based service. Generally, for on-premise software that is installed on a physical machine on-premise, there is no need to specify three different tenancies since a user needs to be physically on the machine to log in. However, in a cloud-based service structure, embodiments use tokens to determine who is using what application to access which resources. The three tenancies are codified by tokens, enforced by Cloud Gate, and used by the business services in the middle tier. In one embodiment, an OAuth server generates the tokens. In various embodiments, the tokens may be used in conjunction with any security protocol other than OAuth.

Decoupling user, client, and resource tenancies provides substantial business advantages for the users of the services provided by IDCS. For example, it allows a service provider that understands the needs of a business (e.g., a healthcare business) and their identity management problems to buy services provided by IDCS, develop their own backend application that consumes the services of IDCS, and provide the backend applications to the target businesses. Accordingly, the service provider may extend the services of IDCS to provide their desired capabilities and offer those to certain target businesses. The service provider does not have to build and run software to provide identity services but can instead extend and customize the services of IDCS to suit the needs of the target businesses.

Some known systems only account for a single tenancy which is customer tenancy. However, such systems are inadequate when dealing with access by a combination of users such as customer users, customer's partners, customer's clients, clients themselves, or clients that customer has delegated access to. Defining and enforcing multiple tenancies in the embodiments facilitates the identity management functionality over such variety of users.

In one embodiment, one entity of IDCS does not belong to multiple tenants at the same time; it belongs to only one tenant, and a “tenancy” is where artifacts live. Generally, there are multiple components that implement certain functions, and these components can belong to tenants or they can belong to infrastructure. When infrastructure needs to act on behalf of tenants, it interacts with an entity service on behalf of the tenant. In that case, infrastructure itself has its own tenancy and customer has its own tenancy. When a request is submitted, there can be multiple tenancies involved in the request.

For example, a client that belongs to “tenant 1” may execute a request to get a token for “tenant 2” specifying a user in “tenant 3.” As another example, a user living in “tenant 1” may need to perform an action in an application owned by “tenant 2”. Thus, the user needs to go to the resource namespace of “tenant 2” and request a token for themselves. Accordingly, delegation of authority is accomplished by identifying “who” can do “what” to “whom.” As yet another example, a first user working for a first organization (“tenant 1”) may allow a second user working for a second organization (“tenant 2”) to have access to a document hosted by a third organization (“tenant 3”).

In one example, a client in “tenant 1” may request an access token for a user in “tenant 2” to access an application in “tenant 3”. The client may do so by invoking an OAuth request for the token by going to “http://tenant3/oauth2/token”. The client identifies itself as a client that lives in “tenant 1” by including a “client assertion” in the request. The client assertion includes a client ID (e.g., “client 1”) and the client tenancy “tenant 1”. As “client 1” in “tenant 1”, the client has the right to invoke a request for a token on “tenant 3”, and the client wants the token for a user in “tenant 2”. Accordingly, a “user assertion” is also passed as part of the same HTTP request. The access token that is generated will be issued in the context of the target tenancy which is the application tenancy (“tenant 3”) and will include the user tenancy (“tenant 2”).

In one embodiment, in the data tier, each tenant is implemented as a separate stripe. From a data management perspective, artifacts live in a tenant. From a service perspective, a service knows how to work with different tenants, and the multiple tenancies are different dimensions in the business function of a service. FIG. 8 illustrates an example system 800 implementing multiple tenancies in an embodiment. System 800 includes a client 802 that requests a service provided by a microservice 804 that understands how to work with data in a database 806. The database includes multiple tenants 808 and each tenant includes the artifacts of the corresponding tenancy. In one embodiment, microservice 804 is an OAuth microservice requested through https://tenant3/oauth2/token for getting a token. The function of the OAuth microservice is performed in microservice 804 using data from database 806 to verify that the request of client 802 is legitimate, and if it is legitimate, use the data from different tenancies 808 to construct the token. Accordingly, system 800 is multi-tenant in that it can work in a cross-tenant environment by not only supporting services coming into each tenancy, but also supporting services that can act on behalf of different tenants.

System 800 is advantageous since microservice 804 is physically decoupled from the data in database 806, and by replicating the data across locations that are closer to the client, microservice 804 can be provided as a local service to the clients and system 800 can manage the availability of the service and provide it globally.

In one embodiment, microservice 804 is stateless, meaning that the machine that runs microservice 804 does not maintain any markers pointing the service to any specific tenants. Instead, a tenancy may be marked, for example, on the host portion of a URL of a request that comes in. That tenancy points to one of tenants 808 in database 806. When supporting a large number of tenants (e.g., millions of tenants), microservice 804 cannot have the same number of connections to database 806, but instead uses a connection pool 810 which provides the actual physical connections to database 806 in the context of a database user.

Generally, connections are built by supplying an underlying driver or provider with a connection string, which is used to address a specific database or server and to provide instance and user authentication credentials (e.g., “Server=sql_box;Database=Common;User ID=uid;Pwd=password;”). Once a connection has been built, it can be opened and closed, and properties (e.g., the command time-out length, or transaction, if one exists) can be set. The connection string includes a set of key-value pairs, dictated by the data access interface of the data provider. A connection pool is a cache of database connections maintained so that the connections can be reused when future requests to a database are required. In connection pooling, after a connection is created, it is placed in the pool and it is used again so that a new connection does not have to be established. For example, when there needs to be ten connections between microservice 804 and database 808, there will be ten open connections in connection pool 810, all in the context of a database user (e.g., in association with a specific database user, e.g., who is the owner of that connection, whose credentials are being validated, is it a database user, is it a system credential, etc.).

The connections in connection pool 810 are created for a system user that can access anything. Therefore, in order to correctly handle auditing and privileges by microservice 804 processing requests on behalf of a tenant, the database operation is performed in the context of a “proxy user” 812 associated with the schema owner assigned to the specific tenant. This schema owner can access only the tenancy that the schema was created for, and the value of the tenancy is the value of the schema owner. When a request is made for data in database 806, microservice 804 uses the connections in connection pool 810 to provide that data. Accordingly, multi-tenancy is achieved by having stateless, elastic middle tier services process incoming requests in the context of (e.g., in association with) the tenant-specific data store binding established on a per request basis on top of the data connection created in the context of (e.g., in association with) the data store proxy user associated with the resource tenancy, and the database can scale independently of the services.

The following provides an example functionality for implementing proxy user 812:

-   -   dbOperation=<prepare DB command to execute>     -   dbConnection=getDBConnectionFromPool( )     -   dbConnection.setProxyUser (resourceTenant)     -   result=dbConnection.executeOperation (dbOperation)         In this functionality, microservice 804 sets the “Proxy User”         setting on the connection pulled from connection pool 810 to the         “Tenant,” and performs the database operation in the context of         the tenant while using the database connection in connection         pool 810.

When striping every table to configure different columns in a same database for different tenants, one table may include all tenants' data mixed together. In contrast, one embodiment provides a tenant-driven data tier. The embodiment does not stripe the same database for different tenants, but instead provides a different physical database per tenant. For example, multi-tenancy may be implemented by using a pluggable database (e.g., Oracle Database 12c from Oracle Corp.) where each tenant is allocated a separate partition. At the data tier, a resource manager processes the request and then asks for the data source for the request (separate from metadata). The embodiment performs runtime switch to a respective data source/store per request. By isolating each tenant's data from the other tenants, the embodiment provides improved data security.

In one embodiment, various tokens codify different tenancies. A URL token may identify the tenancy of the application that requests a service. An identity token may codify the identity of a user that is to be authenticated. An access token may identify multiple tenancies. For example, an access token may codify the tenancy that is the target of such access (e.g., an application tenancy) as well as the user tenancy of the user that is given access. A client assertion token may identify a client ID and the client tenancy. A user-assertion token may identify the user and the user tenancy.

In one embodiment, an identity token includes at least a claim/statement indicating the user tenant name (i.e., where the user lives). A “claim” (as used by one of ordinary skill in the security field) in connection with authorization tokens is a statement that one subject makes about itself or another subject. The statement can be about a name, identity, key, group, privilege, or capability, for example. Claims are issued by a provider, and they are given one or more values and then packaged in security tokens that are issued by an issuer, commonly known as a security token service (“STS”).

In one embodiment, an access token includes at least a claim/statement indicating the resource tenant name at the time the request for the access token was made (e.g., the customer), a claim indicating the user tenant name, a claim indicating the name of the OAuth client making the request, and a claim indicating the client tenant name. In one embodiment, an access token may be implemented according to the following JSON functionality:

{ ... ″ tok_type ″ : ″AT″, ″user_id″ : ″testuser″, ″user_tenantname″ : ″<value-of-identity-tenant>″ “tenant” : “<value-of-resource-tenant>” “client_id” : “testclient”, “client_tenantname”: “<value-of-client-tenant>”  ... }

In one embodiment, a client assertion token includes at least a claim indicating the client tenant name, and a claim indicating the name of the OAuth client making the request.

The tokens and/or multiple tenancies described herein may be implemented in any multi-tenant cloud-based service other than IDCS. For example, the tokens and/or multiple tenancies described herein may be implemented in SaaS or Enterprise Resource Planning (“ERP”) services.

FIG. 9 is a block diagram of a network view 900 of IDCS in one embodiment. FIG. 9 illustrates network interactions that are performed in one embodiment between application “zones” 904. Applications are broken into zones based on the required level of protection and the implementation of connections to various other systems (e.g., SSL zone, no SSL zone, etc.). Some application zones provide services that require access from the inside of IDCS, while some application zones provide services that require access from the outside of IDCS, and some are open access. Accordingly, a respective level of protection is enforced for each zone.

In the embodiment of FIG. 9, service to service communication is performed using HTTP requests. In one embodiment, IDCS uses the access tokens described herein not only to provide services but also to secure access to and within IDCS itself. In one embodiment, IDCS microservices are exposed through RESTful interfaces and secured by the tokens described herein.

In the embodiment of FIG. 9, any one of a variety of applications/services 902 may make HTTP calls to IDCS APIs to use IDCS services. In one embodiment, the HTTP requests of applications/services 902 go through an Oracle Public Cloud Load Balancing External Virtual IP address (“VIP”) 906 (or other similar technologies), a public cloud web routing tier 908, and an IDCS Load Balancing Internal VIP appliance 910 (or other similar technologies), to be received by IDCS web routing tier 912. IDCS web routing tier 912 receives the requests coming in from the outside or from the inside of IDCS and routes them across either an IDCS platform services tier 914 or an IDCS infrastructure services tier 916. IDCS platform services tier 914 includes IDCS microservices that are invoked from the outside of IDCS, such as OpenID Connect, OAuth, SAML, SCIM, etc. IDCS infrastructure services tier 916 includes supporting microservices that are invoked from the inside of IDCS to support the functionality of other IDCS microservices. Examples of IDCS infrastructure microservices are UI, SSO, reports, cache, job scheduler, service manager, functionality for making keys, etc. An IDCS cache tier 926 supports caching functionality for IDCS platform services tier 914 and IDCS infrastructure services tier 916.

By enforcing security both for outside access to IDCS and within IDCS, customers of IDCS can be provided with outstanding security compliance for the applications they run.

In the embodiment of FIG. 9, other than the data tier 918 which communicates based on Structured Query Language (“SQL”) and the ID store tier 920 that communicates based on LDAP, OAuth protocol is used to protect the communication among IDCS components (e.g., microservices) within IDCS, and the same tokens that are used for securing access from the outside of IDCS are also used for security within IDCS. That is, web routing tier 912 uses the same tokens and protocols for processing the requests it receives regardless of whether a request is received from the outside of IDCS or from the inside of IDCS. Accordingly, IDCS provides a single consistent security model for protecting the entire system, thereby allowing for outstanding security compliance since the fewer security models implemented in a system, the more secure the system is.

In the IDCS cloud environment, applications communicate by making network calls. The network call may be based on an applicable network protocol such as HTTP, Transmission Control Protocol (“TCP”), User Datagram Protocol (“UDP”), etc. For example, an application “X” may communicate with an application “Y” based on HTTP by exposing application “Y” as an HTTP Uniform Resource Locator (“URL”). In one embodiment, “Y” is an IDCS microservice that exposes a number of resources each corresponding to a capability. When “X” (e.g., another IDCS microservice) needs to call “Y”, it constructs a URL that includes “Y” and the resource/capability that needs to be invoked (e.g., https:/host/Y/resource), and makes a corresponding REST call which goes through web routing tier 912 and gets directed to “Y”.

In one embodiment, a caller outside the IDCS may not need to know where “Y” is, but web routing tier 912 needs to know where application “Y” is running. In one embodiment, IDCS implements discovery functionality (implemented by an API of OAuth service) to determine where each application is running so that there is no need for the availability of static routing information.

In one embodiment, an enterprise manager (“EM”) 922 provides a “single pane of glass” that extends on-premise and cloud-based management to IDCS. In one embodiment, a “Chef” server 924 which is a configuration management tool from Chef Software, Inc., provides configuration management functionality for various IDCS tiers. In one embodiment, a service deployment infrastructure and/or a persistent stored module 928 may send OAuth2 HTTP messages to IDCS web routing tier 912 for tenant lifecycle management operations, public cloud lifecycle management operations, or other operations. In one embodiment, IDCS infrastructure services tier 916 may send ID/password HTTP messages to a public cloud notification service 930 or a public cloud storage service 932.

Cloud Access Control—SSO

One embodiment supports lightweight cloud standards for implementing a cloud scale SSO service. Examples of lightweight cloud standards are HTTP, REST, and any standard that provides access through a browser (since a web browser is lightweight). On the contrary, SOAP is an example of a heavy cloud standard which requires more management, configuration, and tooling to build a client with. The embodiment uses OpenID Connect semantics for applications to request user authentication against IDCS. The embodiment uses lightweight HTTP cookie-based user session tracking to track user's active sessions at IDCS without stateful server-side session support. The embodiment uses JWT-based identity tokens for applications to use in mapping an authenticated identity back to their own local session. The embodiment supports integration with federated identity management systems, and exposes SAML IDP support for enterprise deployments to request user authentication against IDCS.

FIG. 10 is a block diagram 1000 of a system architecture view of SSO functionality in IDCS in one embodiment. The embodiment enables client applications to leverage standards-based web protocols to initiate user authentication flows. Applications requiring SSO integration with a cloud system may be located in enterprise data centers, in remote partner data centers, or even operated by a customer on-premise. In one embodiment, different IDCS platform services implement the business of SSO, such as OpenID Connect for processing login/logout requests from connected native applications (i.e., applications utilizing OpenID Connect to integrate with IDCS); SAML IDP service for processing browser-based login/logout requests from connected applications; SAML SP service for orchestrating user authentication against an external SAML IDP; and an internal IDCS SSO service for orchestrating end user login ceremony including local or federated login flows, and for managing IDCS host session cookie. Generally, HTTP works either with a form or without a form. When it works with a form, the form is seen within a browser. When it works without a form, it functions as a client to server communication. Both OpenID Connect and SAML require the ability to render a form, which may be accomplished by presence of a browser or virtually performed by an application that acts as if there is a browser. In one embodiment, an application client implementing user authentication/SSO through IDCS needs to be registered in IDCS as an OAuth2 client and needs to obtain client identifier and credentials (e.g., ID/password, ID/certificate, etc.).

The example embodiment of FIG. 10 includes three components/microservices that collectively provide login capabilities, including two platform microservices: OAuth2 1004 and SAML2 1006, and one infrastructure microservice: SSO 1008. In the embodiment of FIG. 10, IDCS provides an “Identity Metasystem” in which SSO services 1008 are provided over different types of applications, such as browser based web or native applications 1010 requiring 3-legged OAuth flow and acting as an OpenID Connect relaying party (“RP,” an application that outsources its user authentication function to an IDP), native applications 1011 requiring 2-legged OAuth flow and acting as an OpenID Connect RP, and web applications 1012 acting as a SAML SP.

Generally, an Identity Metasystem is an interoperable architecture for digital identity, allowing for employing a collection of digital identities based on multiple underlying technologies, implementations, and providers. LDAP, SAML, and OAuth are examples of different security standards that provide identity capability and can be the basis for building applications, and an Identity Metasystem may be configured to provide a unified security system over such applications. The LDAP security model specifies a specific mechanism for handling identity, and all passes through the system are to be strictly protected. SAML was developed to allow one set of applications securely exchange information with another set of applications that belong to a different organization in a different security domain. Since there is no trust between the two applications, SAML was developed to allow for one application to authenticate another application that does not belong to the same organization. OAuth provides OpenID Connect that is a lightweight protocol for performing web based authentication.

In the embodiment of FIG. 10, when an OpenID application 1010 connects to an OpenID server in IDCS, its “channels” request SSO service. Similarly, when a SAML application 1012 connects to a SAML server in IDCS, its “channels” also request SSO service. In IDCS, a respective microservice (e.g., an OpenID microservice 1004 and a SAML microservice 1006) will handle each of the applications, and these microservices request SSO capability from SSO microservice 1008. This architecture can be expanded to support any number of other security protocols by adding a microservice for each protocol and then using SSO microservice 1008 for SSO capability. SSO microservice 1008 issues the sessions (i.e., an SSO cookie 1014 is provided) and is the only system in the architecture that has the authority to issue a session. An IDCS session is realized through the use of SSO cookie 1014 by browser 1002. Browser 1002 also uses a local session cookie 1016 to manage its local session.

In one embodiment, for example, within a browser, a user may use a first application based on SAML and get logged in, and later use a second application built with a different protocol such as OAuth. The user is provided with SSO on the second application within the same browser. Accordingly, the browser is the state or user agent and maintains the cookies.

In one embodiment, SSO microservice 1008 provides login ceremony 1018, ID/password recovery 1020, first time login flow 1022, an authentication manager 1024, an HTTP cookie manager 1026, and an event manager 1028. Login ceremony 1018 implements SSO functionality based on customer settings and/or application context, and may be configured according to a local form (i.e., basic Auth), an external SAML IDP, an external OIDC IDP, etc. ID/password recovery 1020 is used to recover a user's ID and/or password. First time login flow 1022 is implemented when a user logs in for the first time (i.e., an SSO session does not yet exist). Authentication manager 1024 issues authentication tokens upon successful authentication. HTTP cookie manager 1026 saves the authentication token in an SSO cookie. Event manager 1028 publishes events related to SSO functionality.

In one embodiment, interactions between OAuth microservice 1004 and SSO microservice 1008 are based on browser redirects so that SSO microservice 1008 challenges the user using an HTML form, validates credentials, and issues a session cookie.

In one embodiment, for example, OAuth microservice 1004 may receive an authorization request from browser 1002 to authenticate a user of an application according to 3-legged OAuth flow. OAuth microservice 1004 then acts as an OIDC provider 1030, redirects browser 1002 to SSO microservice 1008, and passes along application context. Depending on whether the user has a valid SSO session or not, SSO microservice 1008 either validates the existing session or performs a login ceremony. Upon successful authentication or validation, SSO microservice 1008 returns authentication context to OAuth microservice 1004. OAuth microservice 1004 then redirects browser 1002 to a callback URL with an authorization (“AZ”) code. Browser 1002 sends the AZ code to OAuth microservice 1004 to request the required tokens 1032. Browser 1002 also includes its client credentials (obtained when registering in IDCS as an OAuth2 client) in the HTTP authorization header. OAuth microservice 1004 in return provides the required tokens 1032 to browser 1002. In one embodiment, tokens 1032 provided to browser 1002 include JW identity and access tokens signed by the IDCS OAuth2 server. Further details of this functionality are disclosed below with reference to FIG. 11.

In one embodiment, for example, OAuth microservice 1004 may receive an authorization request from a native application 1011 to authenticate a user according to a 2-legged OAuth flow. In this case, an authentication manager 1034 in OAuth microservice 1004 performs the corresponding authentication (e.g., based on ID/password received from a client 1011) and a token manager 1036 issues a corresponding access token upon successful authentication.

In one embodiment, for example, SAML microservice 1006 may receive an SSO POST request from a browser to authenticate a user of a web application 1012 that acts as a SAML SP. SAML microservice 1006 then acts as a SAML IDP 1038, redirects browser 1002 to SSO microservice 1008, and passes along application context. Depending on whether the user has a valid SSO session or not, SSO microservice 1008 either validates the existing session or performs a login ceremony. Upon successful authentication or validation, SSO microservice 1008 returns authentication context to SAML microservice 1006. SAML microservice then redirects to the SP with required tokens.

In one embodiment, for example, SAML microservice 1006 may act as a SAML SP 1040 and go to a remote SAML IDP 1042 (e.g., an active directory federation service (“ADFS”)). One embodiment implements the standard SAML/AD flows. In one embodiment, interactions between SAML microservice 1006 and SSO microservice 1008 are based on browser redirects so that SSO microservice 1008 challenges the user using an HTML form, validates credentials, and issues a session cookie.

In one embodiment, the interactions between a component within IDCS (e.g., 1004, 1006, 1008) and a component outside IDCS (e.g., 1002, 1011, 1042) are performed through firewalls 1044.

Login/Logout Flow

FIG. 11 is a message sequence flow 1100 of SSO functionality provided by IDCS in one embodiment. When a user uses a browser 1102 to access a client 1106 (e.g., a browser-based application or a mobile/native application), Cloud Gate 1104 acts as an application enforcement point and enforces a policy defined in a local policy text file. If Cloud Gate 1104 detects that the user has no local application session, it requires the user to be authenticated. In order to do so, Cloud Gate 1104 redirects browser 1102 to OAuth2 microservice 1110 to initiate OpenID Connect login flow against the OAuth2 microservice 1110 (3-legged AZ Grant flow with scopes=“openid profile”).

The request of browser 1102 traverses IDCS routing tier web service 1108 and Cloud Gate 1104 and reaches OAuth2 microservice 1110. OAuth2 microservice 1110 constructs the application context (i.e., metadata that describes the application, e.g., identity of the connecting application, client ID, configuration, what the application can do, etc.), and redirects browser 1102 to SSO microservice 1112 to log in.

If the user has a valid SSO session, SSO microservice 1112 validates the existing session without starting a login ceremony. If the user does not have a valid SSO session (i.e., no session cookie exists), the SSO microservice 1112 initiates the user login ceremony in accordance with customer's login preferences (e.g., displaying a branded login page). In order to do so, the SSO microservice 1112 redirects browser 1102 to a login application service 1114 implemented in JavaScript. Login application service 1114 provides a login page in browser 1102. Browser 1102 sends a REST POST to the SSO microservice 1112 including login credentials. The SSO microservice 1112 generates an access token and sends it to Cloud Gate 1104 in a REST POST. Cloud Gate 1104 sends the authentication information to Admin SCIM microservice 1116 to validate the user's password. Admin SCIM microservice 1116 determines successful authentication and sends a corresponding message to SSO microservice 1112.

In one embodiment, during the login ceremony, the login page does not display a consent page, as “login” operation requires no further consent. Instead, a privacy policy is stated on the login page, informing the user about certain profile attributes being exposed to applications. During the login ceremony, the SSO microservice 1112 respects customer's IDP preferences, and if configured, redirects to the IDP for authentication against the configured IDP.

Upon successful authentication or validation, SSO microservice 1112 redirects browser 1102 back to OAuth2 microservice 1110 with the newly created/updated SSO host HTTP cookie (e.g., the cookie that is created in the context of the host indicated by “HOSTURL”) containing the user's authentication token. OAuth2 microservice 1110 returns AZ Code (e.g., an OAuth concept) back to browser 1102 and redirects to Cloud Gate 1104. Browser 1102 sends AZ Code to Cloud Gate 1104, and Cloud Gate 1104 sends a REST POST to OAuth2 microservice 1110 to request the access token and the identity token. Both tokens are scoped to OAuth microservice 1110 (indicated by the audience token claim). Cloud Gate 1104 receives the tokens from OAuth2 microservice 1110.

Cloud Gate 1104 uses the identity token to map the user's authenticated identity to its internal account representation, and it may save this mapping in its own HTTP cookie. Cloud Gate 1104 then redirects browser 1102 to client 1106. Browser 1102 then reaches client 1106 and receives a corresponding response from client 1106. From this point on, browser 1102 can access the application (i.e., client 1106) seamlessly for as long as the application's local cookie is valid. Once the local cookie becomes invalid, the authentication process is repeated.

Cloud Gate 1104 further uses the access token received in a request to obtain “user info” from OAuth2 microservice 1110 or the SCIM microservice. The access token is sufficient to access the “userinfo” resource for the attributes allowed by the “profile” scope. It is also sufficient to access “/me” resources via the SCIM microservice. In one embodiment, by default, the received access token is only good for user profile attributes that are allowed under the “profile” scope. Access to other profile attributes is authorized based on additional (optional) scopes submitted in the AZ grant login request issued by Cloud Gate 1104.

When the user accesses another OAuth2 integrated connecting application, the same process repeats.

In one embodiment, the SSO integration architecture uses a similar OpenID Connect user authentication flow for browser-based user logouts. In one embodiment, a user with an existing application session accesses Cloud Gate 1104 to initiate a logout. Alternatively, the user may have initiated the logout on the IDCS side. Cloud Gate 1104 terminates the application-specific user session, and initiates OAuth2 OpenID Provider (“OP”) logout request against OAuth2 microservice 1110. OAuth2 microservice 1110 redirects to SSO microservice 1112 that kills the user's host SSO cookie. SSO microservice 1112 initiates a set of redirects (OAuth2 OP and SAML IDP) against known logout endpoints as tracked in user's SSO cookie.

In one embodiment, if Cloud Gate 1104 uses SAML protocol to request user authentication (e.g., login), a similar process starts between the SAML microservice and SSO microservice 1112.

Cloud Cache

One embodiment provides a service/capability referred to as Cloud Cache. Cloud Cache is provided in IDCS to support communication with applications that are LDAP based (e.g., email servers, calendar servers, some business applications, etc.) since IDCS does not communicate according to LDAP while such applications are configured to communicate only based on LDAP. Typically, cloud directories are exposed via REST APIs and do not communicate according to the LDAP protocol. Generally, managing LDAP connections across corporate firewalls requires special configurations that are difficult to set up and manage.

To support LDAP based applications, Cloud Cache translates LDAP communications to a protocol suitable for communication with a cloud system. Generally, an LDAP based application uses a database via LDAP. An application may be alternatively configured to use a database via a different protocol such as SQL. However, LDAP provides a hierarchical representation of resources in tree structures, while SQL represents data as tables and fields. Accordingly, LDAP may be more desirable for searching functionality, while SQL may be more desirable for transactional functionality.

In one embodiment, services provided by IDCS may be used in an LDAP based application to, for example, authenticate a user of the applications (i.e., an identity service) or enforce a security policy for the application (i.e., a security service). In one embodiment, the interface with IDCS is through a firewall and based on HTTP (e.g., REST). Typically, corporate firewalls do not allow access to internal LDAP communication even if the communication implements Secure Sockets Layer (“SSL”), and do not allow a TCP port to be exposed through the firewall. However, Cloud Cache translates between LDAP and HTTP to allow LDAP based applications reach services provided by IDCS, and the firewall will be open for HTTP.

Generally, an LDAP directory may be used in a line of business such as marketing and development, and defines users, groups, works, etc. In one example, a marketing and development business may have different targeted customers, and for each customer, may have their own applications, users, groups, works, etc. Another example of a line of business that may run an LDAP cache directory is a wireless service provider. In this case, each call made by a user of the wireless service provider authenticates the user's device against the LDAP directory, and some of the corresponding information in the LDAP directory may be synchronized with a billing system. In these examples, LDAP provides functionality to physically segregate content that is being searched at runtime.

In one example, a wireless service provider may handle its own identity management services for their core business (e.g., regular calls), while using services provided by IDCS in support of a short term marketing campaign. In this case, Cloud Cache “flattens” LDAP when it has a single set of users and a single set of groups that it runs against the cloud. In one embodiment, any number of Cloud Caches may be implemented in IDCS.

Distributed Data Grid

In one embodiment, the cache cluster in IDCS is implemented based on a distributed data grid, as disclosed, for example, in U.S. Pat. Pub. No. 2016/0092540, the disclosure of which is hereby incorporated by reference. A distributed data grid is a system in which a collection of computer servers work together in one or more clusters to manage information and related operations, such as computations, within a distributed or clustered environment. A distributed data grid can be used to manage application objects and data that are shared across the servers. A distributed data grid provides low response time, high throughput, predictable scalability, continuous availability, and information reliability. In particular examples, distributed data grids, such as, e.g., the Oracle Coherence data grid from Oracle Corp., store information in-memory to achieve higher performance, and employ redundancy in keeping copies of that information synchronized across multiple servers, thus ensuring resiliency of the system and continued availability of the data in the event of failure of a server.

In one embodiment, IDCS implements a distributed data grid such as Coherence so that every microservice can request access to shared cache objects without getting blocked. Coherence is a proprietary Java-based in-memory data grid, designed to have better reliability, scalability, and performance than traditional relational database management systems. Coherence provides a peer to peer (i.e., with no central manager), in-memory, distributed cache.

FIG. 12 illustrates an example of a distributed data grid 1200 which stores data and provides data access to clients 1250 and implements embodiments of the invention. A “data grid cluster”, or “distributed data grid”, is a system comprising a plurality of computer servers (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) which work together in one or more clusters (e.g., 1200 a, 1200 b, 1200 c) to store and manage information and related operations, such as computations, within a distributed or clustered environment. While distributed data grid 1200 is illustrated as comprising four servers 1220 a, 1220 b, 1220 c, 1220 d, with five data nodes 1230 a, 1230 b, 1230 c, 1230 d, and 1230 e in a cluster 1200 a, the distributed data grid 1200 may comprise any number of clusters and any number of servers and/or nodes in each cluster. In an embodiment, distributed data grid 1200 implements the present invention.

As illustrated in FIG. 12, a distributed data grid provides data storage and management capabilities by distributing data over a number of servers (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) working together. Each server of the data grid cluster may be a conventional computer system such as, for example, a “commodity x86” server hardware platform with one to two processor sockets and two to four CPU cores per processor socket. Each server (e.g., 1220 a, 1220 b, 1220 c, and 1220 d) is configured with one or more CPUs, Network Interface Cards (“NIC”), and memory including, for example, a minimum of 4 GB of RAM up to 64 GB of RAM or more. Server 1220 a is illustrated as having CPU 1222 a, Memory 1224 a, and NIC 1226 a (these elements are also present but not shown in the other Servers 1220 b, 1220 c, 1220 d). Optionally, each server may also be provided with flash memory (e.g., SSD 1228 a) to provide spillover storage capacity. When provided, the SSD capacity is preferably ten times the size of the RAM. The servers (e.g., 1220 a, 1220 b, 1220 c, 1220 d) in a data grid cluster 1200 a are connected using high bandwidth NICs (e.g., PCI-X or PCIe) to a high-performance network switch 1220 (for example, gigabit Ethernet or better).

A cluster 1200 a preferably contains a minimum of four physical servers to avoid the possibility of data loss during a failure, but a typical installation has many more servers. Failover and failback are more efficient the more servers that are present in each cluster and the impact of a server failure on a cluster is lessened. To minimize communication time between servers, each data grid cluster is ideally confined to a single switch 1202 which provides single hop communication between servers. A cluster may thus be limited by the number of ports on the switch 1202. A typical cluster will therefore include between 4 and 96 physical servers.

In most Wide Area Network (“WAN”) configurations of a distributed data grid 1200, each data center in the WAN has independent, but interconnected, data grid clusters (e.g., 1200 a, 1200 b, and 1200 c). A WAN may, for example, include many more clusters than shown in FIG. 12. Additionally, by using interconnected but independent clusters (e.g., 1200 a, 1200 b, 1200 c) and/or locating interconnected, but independent, clusters in data centers that are remote from one another, the distributed data grid can secure data and service to clients 1250 against simultaneous loss of all servers in one cluster caused by a natural disaster, fire, flooding, extended power loss, and the like.

One or more nodes (e.g., 1230 a, 1230 b, 1230 c, 1230 d and 1230 e) operate on each server (e.g., 1220 a, 1220 b, 1220 c, 1220 d) of a cluster 1200 a. In a distributed data grid, the nodes may be, for example, software applications, virtual machines, or the like, and the servers may comprise an operating system, hypervisor, or the like (not shown) on which the node operates. In an Oracle Coherence data grid, each node is a Java virtual machine (“JVM”). A number of JVMs/nodes may be provided on each server depending on the CPU processing power and memory available on the server. JVMs/nodes may be added, started, stopped, and deleted as required by the distributed data grid. JVMs that run Oracle Coherence automatically join and cluster when started. JVMs/nodes that join a cluster are called cluster members or cluster nodes.

Architecture

Each client or server includes a bus or other communication mechanism for communicating information, and a processor coupled to bus for processing information. The processor may be any type of general or specific purpose processor. Each client or server may further include a memory for storing information and instructions to be executed by processor. The memory can be comprised of any combination of random access memory (“RAM”), read only memory (“ROM”), static storage such as a magnetic or optical disk, or any other type of computer readable media. Each client or server may further include a communication device, such as a network interface card, to provide access to a network. Therefore, a user may interface with each client or server directly, or remotely through a network, or any other method.

Computer readable media may be any available media that can be accessed by processor and includes both volatile and non-volatile media, removable and non-removable media, and communication media. Communication media may include computer readable instructions, data structures, program modules, or other data in a modulated data signal such as a carrier wave or other transport mechanism, and includes any information delivery media.

The processor may further be coupled via bus to a display, such as a Liquid Crystal Display (“LCD”). A keyboard and a cursor control device, such as a computer mouse, may be further coupled to bus to enable a user to interface with each client or server.

In one embodiment, the memory stores software modules that provide functionality when executed by the processor. The modules include an operating system that provides operating system functionality each client or server. The modules may further include a cloud identity management module for providing cloud identity management functionality, and all other functionality disclosed herein.

The clients may access a web service such as a cloud service. The web service may be implemented on a WebLogic Server from Oracle Corp. in one embodiment. In other embodiments, other implementations of a web service can be used. The web service accesses a database which stores cloud data.

IAM Functionality Example

In one embodiment, IAM functionality is implemented by software stored in memory or other computer readable or tangible medium, and executed by a processor.

A request is received for performing an identity management service. In one embodiment, the request includes a call to an API that identifies the identity management service and a microservice configured to perform the identity management service. In one embodiment, the microservice is a self-contained module that can communicate with other modules/microservices, and each microservice has an unnamed universal port that can be contacted by others. For example, in one embodiment, a variety of applications/services 602 may make HTTP calls to IDCS APIs to use IDCS microservices 614 as illustrated in FIG. 6. In one embodiment, a microservice is a runtime component/process.

In one embodiment, the request includes a URL. In one embodiment, the microservice is identified in a prefix of the URL. In one embodiment, a resource portion of the URL identifies the API. In one embodiment, a host portion of the URL identifies a tenancy of a resource related to the request. For example, in a URL such as “host/microservice/resource” in the web environment of IDCS, a microservice is characterized by having a specific URL prefix, e.g., “host/oauth2/v1” where the actual microservice is “oauth2/v1”, and under “oauth2/v1” there are multiple APIs, e.g., an API to request tokens: “host/oauth2/v1/token”, an API to authenticate a user: “host/oauth2/v1/authorize”, etc. That is, the URL implements a microservice, and the resource portion of the URL implements an API. Accordingly, multiple APIs are aggregated under the same microservice. In one embodiment, the host portion of the URL identifies a tenant (e.g., https://tenant3.identity.oraclecloud.com:/oauth2/v1/token”).

The request is then authenticated. In one embodiment, the request is authenticated by a security gate such as Cloud Gate as described herein, for example, with reference to web routing tier 610 in FIG. 6 and/or cloud gate 702 in FIG. 7.

The microservice is then accessed based on the API, for example, as described herein with reference to the IDCS “API platform” and accessing microservices in IDCS middle tier 614 in FIG. 6. In one embodiment, communicating with the microservice is configured through an unnamed universal port of the microservice. In one embodiment, the unnamed universal port of a microservice is a standard communication channel that the microservice exposes by convention (e.g., as a conventional HTTP port) and that allows any other module/microservice within the same service to talk to it. In one embodiment, the microservice provides one or more capabilities by exposing one or more APIs. In one embodiment, communication with the microservice is implemented only through the one or more APIs. That is, the microservice can be reached/contacted only by making calls to such APIs. In one embodiment, communication with the microservice is configured according to a lightweight protocol. In one embodiment, the lightweight protocol includes HTTP and REST. In one embodiment, the request includes a call to a RESTful HTTP API. Accordingly, one embodiment provides dispatching functionality. Each HTTP request includes a URI and a verb. The embodiment parses the endpoint (host/service/resource) from the URI and combines it with the HTTP verb (e.g., POST, PUT, PATCH, or Delete) to dispatch (or invoke) the appropriate method of the appropriate module. This pattern is common to REST and is supported by various packages (e.g., Jersey).

The identity management service is then performed by the microservice, for example, as described herein with reference to the IDCS “API platform” and accessing microservices in IDCS middle tier 614 in FIG. 6. In one embodiment, the microservice is stateless, horizontally scalable, and independently deployable. In one embodiment, each physical implementation of the microservice is configured to securely support multiple tenants. In one embodiment, the identity management service includes a login service, an SSO service, a federation service, a token service, a directory service, a provisioning service, or an RBAC service.

Transaction On-Demand Multifactor Authentication Without User Footprint

Enterprises often leverage multiple applications (e.g., software applications) that are used by numerous users/customers. Information about the users, their preferences, application access information, and the like is sometimes stored in what is known as an “identity store”. In some implementations, users register their phone number, email address, or other suitable messaging/communication identifier as their identification data. In addition, users often verify and validate the possession of the phone number or an email address before registering them with the application.

However, security threats continue to advance in sophistication, and enterprise entities are presented with challenges when helping users keep their accounts secure. Some implementations achieve this by using a Multifactor Authentication (“MFA”) solution. MFA can take various forms, such as:

-   -   What you know—Password, Answer to security question.     -   What you have—One-Time Password (“OTP”) via email/SMS/hardware         token or software authentication device.     -   What you are—Touch ID, Face recognition, Voice Recognition.

There are several use cases/transactions for which an enterprise may want to ask the customer to use an MFA implementation. For example, an MFA solution can be beneficial to use while accessing critical and sensitive applications in the following situations:

-   -   An application may require MFA along with a user name+password         for a purchase requisition above a certain threshold (e.g., a         purchase requisition that is to be approved).     -   MFA may be part of a security protocol for accessing sensitive         employee data.     -   High level executives may use MFA if they would like to access         sensitive company financial data.

In some implementations, after a user authenticates using an additional MFA factor (along with a first factor such as username+password), the user can be allowed to access an application. When providing an MFA solution, the options available to an enterprise have various advantages and/or disadvantages:

-   -   An enterprise building their own MFA solution:         -   The company develops its own MFA solution in house.         -   Requires people with security domain expertise.         -   Can be costly and time consuming.     -   Integrate with a third-party provider that provides MFA         solution. Several providers (e.g., Duo, Okta, and the like) ship         their own MFA solutions, however many include drawbacks:         -   Even with a pay per use model, this will incur extra cost.         -   With the recent General Data Protection Regulation (“GDPR”)             regulation (https://eugdpr.org/), enterprises face             restrictions while sharing user data with a third-party. A             violation of this regulation can result in fines, in some             cases amounting to billions of dollars.         -   Personally Identifiable Information (“PII”) of a user may             not be able to be stored outside of the enterprise without             user consent. Accordingly, any PII data stored should be             dealt with responsibly.     -   Share user's data with the third-party MFA provider:         -   Third-party providers generally create a user's footprint to             provide MFA support. This means persisting PII data, such as             email address, telephone number, and the like, in computing             devices (e.g., servers) outside of the enterprise             environment.         -   Many of these solutions require users to complete             “enrollment” of their email address and/or phone numbers             before using MFA services of a third-party provider.

Often, when such MFA solutions are deployed, a user footprint will generally be persisted in external systems that provide the MFA functionality, which can be problematic to implement.

In some embodiments, an MFA operation to complete a transaction (e.g., a sensitive transaction) can be referred to as “transactional On-Demand MFA”. One embodiment implements a light-weight transactional On-Demand MFA solution (e.g., in an Oracle® Identity Cloud Service (“IDCS”)) that does not persist a user's footprint. This solution can enable the use of email and other messaging/communication addresses (e.g., short message service (“SMS”)) as MFA factors, without storing user data (e.g., in IDCS or any other suitable service). Embodiments expose protected REST APIs that a privileged client application (e.g., created by an enterprise registered in IDCS) can invoke on behalf of its users. The API can accept a phone number/email address and then send a one-time passcode to the desired target. In some embodiments, the email address/phone number is not persisted in the system. Once a request is received, embodiments send a one-time password (“OTP”) or other temporary password to the desired target and discards the PII data. In some embodiments, once the user receives the OTP and enters it into the application, the client invokes the transactional REST API to validate the OTP.

In some embodiments, an enterprise seeking to provide MFA to its users can register a confidential client application (e.g., with an IDCS server). This application can be provided a client id and client secret, which should be safely stored. This application can be granted certain “scopes/permissions” to access the transactional MFA APIs. In some embodiments, the scope (e.g., within the context of IDCS) ensures that no abuse of REST APIs occurs.

In some embodiments, a service (e.g., IDCS) can expose a set of APIs to support transactional MFA using a variety of factors, such as SMS and/or email. These APIs can be invoked by the client when the access token has the appropriate “scope/permission” assigned. For example, when a client application that is registered with IDCS gets its token, it can be a JWT with claims such as those exemplified below:

{ “sub”: “e8sfdg6337a...”, “user.tenant.name”: “tenant1”, “sub_mappingattr”: “username”,  ... “tok_type”: “AT”, “client_id”: “d8765963373d4 ...”,  ... “sub_type”: “client”, “clientAppRoles”: [ “Authenticated Client”, “Signin” ], “scope”: ...urn:opc:idm:t.namedappadmin urn:opc:idm:t.user.signin”, “client_tenantname”: “tenant1”, “exp”: 155772..., “iat”: 15577..., “tenant_iss”: “https://tenant1.identity.internal.oracle.com:_(———)” “client_guid”: “9ad9c8abd6...”, “client_name”: “Authn API”, “tenant”: “tenant1”,  ... }

In some embodiments, the transactional MFA REST APIs can be accessed if a predetermined scope (e.g., “urn:opc:idm:t.user.signin”) is present in the scope claim of the JWT. For example, this scope can be added when an application is created in IDCS. In some embodiments, when IDCS is invoked with a JWT, the expiration and signature along with relevant scopes can be validated before processing the call.

FIG. 13 illustrates a system for implementing multifactor authentication. FIG. 13 can include a user 1302, a secure application 1304, a transaction MFA API 1306, a user device 1308, and a database 1310. In some embodiments, these system elements can implement the following example flow:

-   -   1) User 1302 can attempt to access secure application 1304 on an         enterprise that has implemented a transactional MFA solution         (e.g., within an IDCS environment).     -   2) Secure application 1304 can determine that user 1302 is to         perform MFA to gain access. Secure application 1304 can then         invoke transactional MFA API 1306 (e.g., using its confidential         client application access token issued by IDCS) and provide the         email address/phone number of the user to which an OTP is to be         sent. Secure application 1304 can also receive a txnid         (transaction ID) in response from transactional MFA API 1306.     -   3) After invocation of transactional MFA API 1306 an OTP can be         transmitted to the email address/phone number specified. For         example, user 1302 can access the transmitted OTP on user device         1308 (e.g., a mobile device). In some embodiments, the service         (e.g., IDCS) does not store (e.g., persistently store) this PII         data on its servers.     -   4) The service (e.g., IDCS) can then generate an entry for the         transaction in database 1310 without storing user data such as         email address or phone number. Each record/txnid can have an         expiration time associated with it.     -   5) User 1302 can retrieve the OTP by accessing the relevant         email address/messaging address (e.g., using user device 1308).     -   6) User 1302 can enter the received OTP in secure application         1304.     -   7) Secure application 1304 can again invoke transactional MFA         API 1306 and transmit the OTP for validation along with the         transaction identifier.     -   8) Transactional MFA API 1306 can validate the OTP based on the         supplied transaction identifier and respond with success or         failure to the calling client.     -   9) Transactional MFA API 1306 can delete the transaction record         in case of successful validation, for example to avoid OTP         reuse. In the case of an invalid OTP, transactional MFA API 1306         can retain the record and update the count of number of invalid         OTP attempts.     -   10) A scheduled job can run on database 1310 at regular         intervals to delete expired records.

An example use case can be a bank that has a large number (e.g., millions) of customers. In some examples, this bank can already store sensitive data from these customers that has been verified. For example, email addresses and mobile phones numbers for the customers can be stored. Consider a scenario where the bank plans to implement MFA when a customer executes a high-value transaction. The bank may attempt to implement such MFA with a cloud provider's MFA solution, however, the traditional cloud MFA solutions include a user footprint that is created in their identity store. Storing users' personal data outside the bank can be a concern, and in some cases may result in the traditional option not being viable.

Embodiments can provide a more secure option since the example implementations of the MFA service has no identity store of its own. For example, the bank can call a transactional REST API to request for MFA on a need basis. In some instances, whenever a customer executes a high-value transaction, the bank can invoke an API and request for a temporary password to be sent to a user's messaging/communication address (e.g., email address, mobile phone number, and the like). In some examples, this messaging/communication address is not persisted in the MFA service, such as IDCS. Embodiments can then generate the temporary password and send it to the relevant messaging/communication address. Embodiments can then store the transaction ID along with the shared secret for future use (e.g., to use for authentication).

Once the customer receives the temporary password, the customer can be prompted to enter it on the bank's website. The bank can then send a back-channel request that includes the transaction identifier to the API to verify the provided temporary password. Embodiments can look up this transaction ID, fetch the shared secret, and regenerate the temporary password. A success message can be sent if the two temporary passwords match. The txn record can then be deleted. In this example, it can be seen that no personal data such as first name, last name, address, age, and the like, is stored within the MFA service (e.g., IDCS). In other words, an identity store separate from the bank's identity store is not needed to provide the MFA service.

In some embodiments, MFA is provided for secure applications registered with IDCS (e.g., associated with an enterprise). Accordingly, an enterprise system is free to request MFA for any user that the enterprise has in its identity store since the enterprise stores the PII data and can decide if a user should perform MFA or not. Embodiments provide a transactional MFA solution and are not concerned about the underlying user data. In embodiments where a secure application/client invokes the transactional MFA APIs, the responsibility of validating personal user data lies with the secure application/client and associated enterprise.

In some embodiments, apart from using the APIs to perform on-demand MFA, enterprises/clients can also validate PII data that they already store or would want to persist for their users. For example, enterprise systems often store PII data (e.g., email address, mobile phone number, and the like), which may or may not be verified. In many cases, before persisting such data or allowing the use of this data (e.g., via MFA), enterprises may want to first verify that a communication address (e.g., email address, mobile phone number, and the like) is accessible by the user. The transactional MFA APIs can also be used to provide such verification. These APIs can be invoked by the enterprise and/or secure application, and after receiving a “success” response, the communication address can be persisted or marked as verified. This solution can also ensure compliance with data privacy regulations (e.g., GDPR) as no PII data is stored out of their system.

Some embodiments implement MFA using an email factor. For example, a user can request an OTP be sent to the user's email address. In this example, the application Name can be the name of the protected application that the user is attempting to access. In some embodiments, this name can appear in the email text containing the OTP. The following illustrates examples of the request and response.

Response 1: Successful OTP Request 1: Initiate OTP to generation which is sent email id of a user to the email id of a user Comments { { The server returns the  “emailId”: “transactionId”:”f8ee0085- transaction ID, which “john.doe@oracle.com”, 1091-6e1f3b7o-o1541112590”, the client can reuse  “applicationName”: “Payroll “status”:”success” while requesting for App” } validation of OTP or for } resend use case. In some embodiments, the transaction ID has the timestamp embedded in it.

In some embodiments, the user may not receive the email and may request that the OTP be resent. Because user data is not persisted in the server in some embodiments, the client can send the appName and the email address again when requesting for a resend. The following illustrates examples of the resend request and response.

Response 2: Server responds with Request 2: Request for OTP to be success or failure depending on resent whether it was able to resend the OTP { { “resendOtp”:”true”, “status”:“success” or “failed” “emailId”:”john.doe@oracle.com”, } “applicationName” : “Payroll Application”, “transactionId”:”f8ee0085-1091- 6e1f3b7o-o1541112590” } * Note the transactionId refers to the previous transactionId, because the request is a resend request

In some embodiments, the user can receive the email containing the OTP and input the OTP on the application interface. This inputted OTP can then be submitted by the client to the service (e.g., IDCS server) along the with transaction identifier.

Response 2: Server responds with Request 2: Validation of OTP entered success or failure depending on by the user the OTP sent in request. { { “otpCode”:”675446”, “status”:”success” or “failed” “transactionId”:”f8ee0085-1091- } 6e1f3b7o-o1541112590” }

Some embodiments implement MFA using a phone number factor (e.g., mobile phone number). For example, a user can request an OTP be sent to the user's mobile phone number (e.g., using an SMS message, or any other suitable message). In this example, the applicationName can be the name of the protected application that the user is attempting to access. In some embodiments, this name can appear in the message text containing the OTP. The following illustrates examples of the request and response.

Response 1: Successful OTP Request 1: Initiate OTP generation which is sent to email id of a user to the email id of a user Comments { { The server returns the “mobileNumber”:”+919900 “transactionId”:”f transaction ID, which 886655”, 8ee0085-1091- the client can reuse “applicationName” : 6e1f3b7o- while requesting for “Payroll App” o1541112590”, validation of OTP or for } “status”:”success resend use case ” }

In some embodiments, the user may not receive the message and may request that the OTP be resent. Because user data is not persisted in the server in some embodiments, the client can send the appName and the mobile number again when requesting for a resend. The following illustrates examples of the resend request and response.

Response 2: Server responds with Request 2: Request for OTP to be success or failure depending on resent whether it was able to resend the OTP { { “resendOtp”:”true”, “status”:”success” or “failed”, “mobileNumber”:“+919900886655”, “remainingResendOTPAttempts” : 4  “applicationName” : “Payroll Application”, } “transactionId”:”f8ee0085-1091-6e1f3b7o- o1541112590” }

In some embodiments, the MFA service can inform the secure application that the user can request a resend X number of times in the future. If this attribute is returned as 0, the secure application would not provide the user the option to resend.

In some embodiments, the user can receive the message containing the OTP and input the OTP on the application interface. This inputted OTP can then be submitted by the client to the service (e.g., IDCS server) and with the transaction identifier.

Response 2: Server responds with Request 2: Validation of OTP entered success or failure depending on the by the user OTP sent in the request. { { “otpCode”:”675446”, “status”:”success” or “failed”, “transactionId”:”f8ee0085-1091- “remainingValidateOtpAttempts”: 4 6e1f3b7o-o1541112590” } }

In some embodiments, the MFA service can inform the secure application that the user has X more attempts to validate (e.g., input a password for validation). If this attribute is returned as 0, the secure application would not provide the user the option to input a password (e.g., the user would be blocked).

Embodiments include any suitable variant of an OTP (e.g., string of characters that includes numbers, letters, and/or symbols of a predetermined length). For example, the OTP can be generated using a mathematical function or any other suitable software for generating temporary or one-time passwords.

Sample implementations can include the following data elements:

Transaction ID Unique request id that can be generated by the server. In some embodiments it can also contain an embedded timestamp (e.g., request timestamp). Request Timestamp Date and time when the request was received Expiration Time Time at which the OTP will expire, based on the OTP settings (e.g. about 10 mins). This data can be used to validate the OTP when the user submits it. It is also used in case of “resend OTP” flow, wherein the users asks for the OTP to be resent to his email id or mobile number. Shared Secret Unique seed that can be used to generate OTP RemainingResendOTPAttempts Number of times the user can request for the OTP to be resent. Since each SMS/Email sent will cost the client, it can mandate an upper limit on number of resends a user can request. This can be configurable (e.g., 5 for a new record inserted). RemainingValidateOTPAttempts Number of times the user can try to validate an OTP for the given transaction ID. This imposes an upper limit on the number of incorrect trials (e.g., to guard against malicious attempts). This can be configurable (e.g., 10 for a new record inserted)

In some embodiments, a request from an application (e.g., request for a temporary password from a secure application) can follow a flow. For example, the server (e.g., MFA server) can generate a unique txnid and a shared secret that are associated with an access attempt. In some embodiments, the txnid can include an embedded timestamp for the request. The shared secret can be used to generate the unique temporary password, in some examples some other parameters are also generated. In some embodiments, this shared secret is unique to a request/access attempt. For example, the shared secret can be a pseudo random number and/or characters.

In some embodiments, a temporary password (e.g., OTP) can be generated by using the shared secret, transaction identifier, and, in some examples, the embedded timestamp (e.g., within the transaction identifier) as an input. In some embodiments, the shared secret itself is not generated based on the timestamp for its generation (e.g., it can simply be a random number). For example, some embodiments include the timestamp of the first OTP request in the transaction identifier, and the shared secret, transaction identifier, and embedded timestamp can be used to generate the OTP.

When the server creates a new txnid record, it can set remainingResendOTPAttempts and remainingValidateOTPAttempts (e.g., to 5 and 10 respectively). These values are driven by client settings and are configurable.

In some embodiments, a resend request from an application (e.g., request for a temporary password from a secure application) can also follow a flow. For example, when the server (e.g., MFA server) gets a request to resend the temporary password (e.g., OTP), it can use the txnid provided in the resend request to lookup the previously stored record. If the server is unable to find the txnid record, this can mean that the request is invalid or has already been validated. In some examples, at this point the server can return a failure response. If it finds a record for a txnid, the server can perform the following checks:

-   -   It can ensure that the attribute remainingResendOTPAttempts is         not 0. If it is 0, it means the user has requested for resend         the maximum number of times allowed by the client. The server         can return a failure response and stop further processing.     -   If remainingResendOTPAttempts is not zero, that server can         retrieve the shared secret for the txnid. This shared secret can         be used to generate the temporary password (e.g., OTP). In some         embodiments, the temporary password is generated using the         shared secret, transaction identifier, and embedded timestamp.     -   The server can send this temporary password via the relevant         factor (e.g., email,

SMS, and the like) to the target messaging/communication address as specified in the request.

-   -   The server can decrement the remainingResendOTPAttempts by 1.     -   The server can respond with success message, along with         remaining ResendOTPAttempts attribute. This can be used by the         client (e.g., secure application) to block a user from making         further requests, if the limit is exceeded.

In some embodiments, validating a temporary password can also follow a flow. For example, when the server (e.g., MFA server) gets a request to validate the temporary password, the server can use the txnid provided in the request to lookup the previously stored record. If the server is unable to find the txnid record, this can mean that that the request is invalid or has already been validated. The server can return a failure response. If it finds a record for a txnid, it can perform the following checks:

-   -   It ensures that the attribute remainingValidateOtpAttempts is         not 0. If it is 0, it can mean that the user has tried with         incorrect temporary password too many times. The server can         return a failure response and stop further processing.     -   If remainingValidateOtpAttempts is not zero, the server can         retrieve the shared secret for the txnid. This shared secret can         be used to generate the temporary password. In some embodiments,         the temporary password is generated using the shared secret,         transaction identifier, and embedded timestamp.     -   In some embodiments, the server can determine that the generated         temporary password matches the temporary password sent in the         request.     -   If the temporary password sent matches with the temporary         password generated by the server, the server can return a         success. The server can then delete the txnid row to avoid reuse         of the temporary password.     -   If the temporary password entered does not match the temporary         password generated by server, this can mean it is an invalid         attempt. The server can decrement the remaining         ValidateOtpAttempts by 1 and return a failure response, and in         some examples the remaining ValidateOtpAttempts attribute.

In some embodiments, data can be purged from an implementation using various purge operations. For example:

-   -   Successful OTP validation:         -   Once a given OTP is validated successfully, the             corresponding transaction ID row can be removed from the             database so that the associated OTP cannot be reused.     -   Scheduled purge job:         -   A scheduled job can go through the Transactional MFA table             and remove all “expired” rows. In some embodiments, each row             can have an expiration time attached to it, and the purge             job can scan through the database and delete all rows that             have exceeded the expiration time.

Embodiments provide a number of advantages over traditional implementations of MFA solutions. For example, embodiments do not persist a user footprint outside an enterprise. Until now, most MFA solution providers create a user footprint with details, such as email address, mobile number, and the like. At times, this can remain in the system even if the user never performs MFA. In contrast, in embodiments, if the user never performs MFA, the user's data is not sent outside of the application the user is attempting to access. The elimination of a persisted user footprint outside of the enterprise can enhance data security and comply with regulations that are designed to protect user data security. In addition, with no user footprint, embodiments provide a solution that is conducive to scaling as the implementation can handle higher MFA loads at lower costs.

Some embodiments also simplify the process for implementing MFA, as a user need not “enroll” for MFA authentication. In most of the MFA solutions that persist a user footprint, the user is often asked to perform “MFA enrollment”. That is, a user is often directed to provide an email address or mobile phone number, receive an OTP at the provided messaging address, and then validate the address by entering the OTP (e.g., through an application, website, or other suitable interface). This can be a time consuming process for the end user and can also diminish adoption of MFA, thus increasing security risk for an enterprise. In addition, for an enterprise with a large number of users, getting all its users to enroll can be logistically challenging, and the reduced step simplifies these challenges. For some of these solutions, this one-time activity creates a user footprint that may never even be used in future by some users. Embodiments that eliminate such an enrollment provide a solution to these issues.

Embodiments can also provide verification services for enterprises that wish to verify the communication address (e.g., email address, mobile phone number, and the like) of users. For example, when a user updates his or her profile or otherwise provides a new communication address, the enterprise application that is persisting this data (or any other suitable enterprise application)can invoke the disclosed APIs to validate if the user has access to the communication address, as claimed.

Embodiments can also provide resend functionality and account lockout. For example, users/secure applications can request that the OTP be resent to a user's communication address in case it wasn't received the first time. The MFA service can also keep track of a number of invalid attempts and, when necessary, block hacking attempts.

Some embodiments also simplify development efforts, as user interfaces to consume REST APIs need not be developed. For example, APIs can be implemented that are REST based with minimal payloads, and in these implementations the client need not build a UI to invoke the APIs. For example, users can complete login using a simple command line interface which accepts a temporary password (e.g., OTP).

Some embodiments can also be used by heterogeneous applications. For example, since MFA functionality can be exposed via REST APIs, they can be invoked by programmatic client, user interface clients, command line interfaces, and other suitable applications. In addition, since embodiments can provide a light weight MFA solution, cost can be minimized given that less resources are consumed.

Some embodiments can also be implemented by small customers/enterprises. For example, there may be many small footprint enterprises/companies that can benefit from MFA, but avoid buying a full-fledged MFA solution as they may not use all its features. A full-fledged MFA solution can include user/group management, access management, sign on policy, IDP policy, and the like, and much of this functionality may not be useful to such an enterprise/company. Providing on-demand transactional MFA solution can reduce costs and thus be useful for small entities.

Better performance for MFA APIs in IDCS—Since embodiments can provide a light-weight MFA solution, the complexity of resources like Users, Groups, Policies, Devices, etc., which may affect performance, may be rendered unnecessary. Thus, embodiments of this on-demand solution will consume less resources. For example, in a traditional MFA implementation that has user footprint, a user's profile would be fetched when an access request is received. Then, sign-on policies would be fetched and evaluated, which can be time consuming. Often, the access requests are also audited. Since the presented embodiments are lightweight and do no persist user data, the risk of using excessive computing resources is mitigated. In addition, since embodiments also purge the transactional data, the database size is manageable and/or can read faster. This can also be beneficial to the time it takes to authenticate.

Embodiments can also provide a cost-effective MFA solution since example implementations provide enhanced storage efficiency and user data is not persisted. For example, the amount of data stored within a system as a whole (e.g., an IDCS system) can be reduced, which will lead to enhanced performance.

FIG. 14 illustrates a flowchart for implementing multifactor authentication without a user footprint. In one embodiment, the functionality of FIG. 14 below is implemented by software stored in memory or other computer-readable or tangible medium, and executed by a processor. In other embodiments, each functionality may be performed by hardware (e.g., through the use of an application specific integrated circuit (“ASIC”), a programmable gate array (“PGA”), a field programmable gate array (“FPGA”), etc.), or any combination of hardware and software.

At 1402, a first API call that includes a client access token and a messaging identifier can be received at a server from a client application, where the messaging identifier is not persistently stored by the server. In some embodiments, the API call can be related to a user's attempt to access a secure resource. For example, it may be determined that the user should undergo MFA before accessing the secure resource. In some embodiments, the messaging identifier can be used to achieve the MFA. For example, the messaging identifier can be an email address or a mobile phone number.

In some embodiments, the client access token is issued by an identity cloud management system and is used to secure communication between the server and the client application. For example, the client application can issue the client access token based on registration with the identity cloud management system. In some embodiments, the identity cloud management system can be IDCS.

At 1404, a transaction identifier can be transmitted from the server to the client application, where the transaction identifier is stored by the server. For example, the transaction identifier can be used to identify an attempt to authenticate by a user. In some embodiments, a timestamp associated with the request can be embedded in the transaction identifier.

At 1406, a temporary password can be generated using a shared secret, where the shared secret is associated with the transaction identifier and is stored by the server. For example, the temporary password can be an OTP and/or a sequence of characters (e.g., numbers, alphanumeric characters, and any other suitable password). In some embodiments, the temporary password can be generated using the shared secret, transaction identifier, and embedded timestamp.

At 1408, a message can be transmitted by the server to the messaging identifier that includes the temporary password. For example, the message can be transmitted to an email address or a mobile phone number for a user.

At 1410, a second API call that includes a reference transaction identifier and input can be received at the server from a client application, where a user provides the input to the client application. For example, a client application (e.g., registered with IDCS) can call the API and include a reference transaction identifier and input received from a user.

At 1412, the user can be authenticated when the reference transaction identifier matches a transaction identifier stored at the server and the input matches an expected password, where the expected password can be based on a stored shared secret associated with the matching stored transaction identifier. For example, the shared secret and associated transaction identifier stored at the server can indicate that a first part of the authentication flow has taken place for this shared secret/transaction identifier (e.g., a first API call was received and the transaction identifier/related temporary password has been provided to a user's messaging identifier). In other words, the stored shared secret and associated transaction identifier can indicate that this combination is active for authentication.

In some embodiments, the input received can be a temporary password transmitted to a user's messaging identifier. In addition, the reference transaction identifier can be matched to a transaction identifier stored at the server. When this match is found, an expected temporary password can be generated based on the stored shared secret that is associated with the matched transaction identifier. In some embodiments, the expected temporary password can be generated using the shared secret, associated transaction identifier, and embedded timestamp in the associated transaction identifier. If the temporary password provided by the user (e.g., the input provided in the API call) matches the expected temporary password, this indicates the that the user retrieved the temporary password sent to the user's messaging identifier and provided it as input in the secure application/API call. In other words, this verifies the messaging identifier as a factor for the user's authentication.

In some embodiments, a stored transaction identifier/record has an associated expiration time (e.g., 5 minutes, 10 minutes, 30 minutes, and hour, and the like). For example, when a transaction record/identifier is created, an expiration time is stored (e.g., current time+10 minutes). When the validation request including the input from the user and the transaction identifier is received (e.g., from the secure application), a stored transaction identifier that matches the received transaction identifier does not accomplish validation unless the expiration time is valid. In other words, the validation request does not accomplish authentication when the included transaction identifier fails to match a stored transaction identifier with a valid expiration time.

At 1414, a success indicator can be transmitted to the client application based on the authentication. In some embodiments, the user is permitted to access a secure resource based on the success indicator. Accordingly, the multifactor authentication without a footprint can be achieved by the authentication of the user without persistently storing the user's messaging identifier.

Several embodiments are specifically illustrated and/or described herein. However, it will be appreciated that modifications and variations of the disclosed embodiments are covered by the above teachings and within the purview of the appended claims without departing from the spirit and intended scope of the invention. 

What is claimed is:
 1. A method for implementing multifactor authentication, the method comprising: receiving, at a server from a client application, a first application programming interface call that comprises a client access token and a messaging identifier; transmitting, by the server to the client application, a transaction identifier, wherein the transaction identifier is stored by the server; generating, using a shared secret, a temporary password, wherein the shared secret is associated with the transaction identifier and is stored by the server; transmitting, by the server to the messaging identifier, a message that comprises the temporary password; receiving, at the server from a client application, a second application programming interface call that comprises a reference transaction identifier and input, wherein a user provides the input to the client application; authenticating the user when the reference transaction identifier matches a transaction identifier stored at the server and the input matches an expected password, wherein the expected password is based on a stored shared secret associated with the matching stored transaction identifier; and transmitting a success indicator to the client application based on the authentication.
 2. The method of claim 1, wherein the messaging identifier is not persistently stored by the server.
 3. The method of claim 2, wherein the messaging identifier comprises an email address or a mobile phone number.
 4. The method of claim 3, wherein the generated temporary password is based on the shared secret and the transaction identifier.
 5. The method of claim 4, wherein the transaction identifier comprises an embedded timestamp associated with the first application programming interface call, and the generated temporary password is based on the shared secret, the transaction identifier, and the embedded timestamp.
 6. The method of claim 5, wherein reference transaction identifier and the matching stored transaction identifier comprise matching embedded timestamps.
 7. The method of claim 6, wherein the expected password is based on the shared secret associated with the matching stored transaction identifier, the matching stored transaction identifier, and the matching embedded timestamp.
 8. The method of claim 3, wherein the first application programming interface call and the second application programming interface call comprise secure REST API calls.
 9. The method of claim 3, wherein the client access token is issued by an identity cloud management system and is used to secure communication between the server and the client application.
 10. The method of claim 9, wherein the client application is issued the client access token based on registration with the identity cloud management system.
 11. The method of claim 3, wherein the multifactor authentication without a user footprint is achieved by the authentication of the user without persistently storing the messaging identifier.
 12. The method of claim 11, wherein the multifactor authentication without a user footprint is achieved by the authentication of the user without persistently storing the user's personal data, wherein the user's personal data comprises the user's name and address.
 13. The method of claim 3, wherein the user is permitted to access a secure resource based on the success indicator.
 14. A system for implementing multifactor authentication, the system comprising: a server comprising a processor and memory storing instructions for execution by the processor, the instructions configuring the processor to: receive, at the server from a client application, a first application programming interface call that comprises a client access token and a messaging identifier; transmit, by the server to the client application, a transaction identifier, wherein the transaction identifier is stored by the server; generate, using a shared secret, a temporary password, wherein the shared secret is associated with the transaction identifier and is stored by the server; transmit, by the server to the messaging identifier, a message that comprises the temporary password; receive, at the server from a client application, a second application programming interface call that comprises a reference transaction identifier and input, wherein a user provides the input to the client application; authenticate the user when the reference transaction identifier matches a transaction identifier stored at the server and the input matches an expected password, wherein the expected password is based on a stored shared secret associated with the matching stored transaction identifier; and transmit a success indicator to the client application based on the authentication.
 15. The system of claim 15, wherein the messaging identifier is not persistently stored by the server.
 16. The system of claim 15, wherein the messaging identifier comprises an email address or a mobile phone number.
 17. The system of claim 16, wherein the generated temporary password is based on the shared secret and the transaction identifier.
 18. The system of claim 17, wherein the transaction identifier comprises an embedded timestamp associated with the first application programming interface call, and the generated temporary password is based on the shared secret, the transaction identifier, and the embedded timestamp.
 19. The system of claim 17, wherein the multifactor authentication without a user footprint is achieved by the authentication of the user without persistently storing the messaging identifier.
 20. A non-transitory computer readable medium having instructions stored thereon that, when executed by a processor, cause the processor to implement multifactor authentication, wherein, when executed, the instructions cause the processor to: receive, at a server from a client application, a first application programming interface call that comprises a client access token and a messaging identifier; transmit, by the server to the client application, a transaction identifier, wherein the transaction identifier is stored by the server; generate, using a shared secret, a temporary password, wherein the shared secret is associated with the transaction identifier and is stored by the server; transmit, by the server to the messaging identifier, a message that comprises the temporary password; receive, at the server from a client application, a second application programming interface call that comprises a reference transaction identifier and input, wherein a user provides the input to the client application; authenticate the user when the reference transaction identifier matches a transaction identifier stored at the server and the input matches an expected password, wherein the expected password is based on a stored shared secret associated with the matching stored transaction identifier; and transmit a success indicator to the client application based on the authentication. 